Search for: "First Financial Asset Management, Inc."
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9 Apr 2019, 2:13 pm
The circumstances under which an asset buyer has a duty to bargain with an incumbent union may be changing. [read post]
9 Apr 2019, 6:30 am
Courts May Disregard the Distinction Between Direct and Derivative Lawsuits Consider a claim in which a majority refuses to take action against an officer or manager who has misappropriated assets or that is involved with a competing venture. [read post]
8 Apr 2019, 7:22 am
The staff of the SEC’s Division of corporation finance stated that Amazon.com, Inc., may not exclude a pair of shareholder proposals on facial recognition technology from its proxy materials. [read post]
26 Mar 2019, 1:20 pm
In 2017, one of the largest asset managers in the world, Blackstone’s GSO Capital Partners disclosed that it had taken out insurance on bonds issued by Hovnanian Enterprises Inc., essentially betting that the home builder would default on the debts, according to an article last summer in the Wall Street Journal. [read post]
25 Mar 2019, 9:15 am
Broker William Matthew Crafa and wealth management firm Royal Alliance Associates, Inc are the subject of a FINRA claim on behalf of investors regarding the solicitation and recommendation to purchase GPB Capital Holdings private placement securities. [read post]
22 Mar 2019, 9:52 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000 23-Oct-17HAYSTACKID LLC (Investee)Knox Capital (Investor)… [read post]
13 Mar 2019, 6:30 am
The post The Dangers of Under-Reserving appeared first on Work Comp Roundup. [read post]
10 Mar 2019, 5:08 pm
It noted that there was a relatively low number of responses but most agree that the problem was manageable. [read post]
5 Mar 2019, 10:03 am
Cascade Financial Management, Inc. [read post]
5 Mar 2019, 9:56 am
Hill Securities, Purshe Kaplan Sterling Investments, Sagepoint Financial, Inc., Woodbury Financial Services, Inc., and many others. [read post]
21 Feb 2019, 11:49 am
Atria will acquire 100% of NEXT and all of its sister companies, NEXT Financial Insurance Services Company and Visionary Asset Management Inc. [read post]
15 Feb 2019, 6:14 am
Fund Manager Directive, Earnings management, Engagement, ESG, F&C Management, Fund managers, Hedge funds, Institutional Investors, Management, Mergers & acquisitions, Proxy contests, Shareholder activism, Shareholder voting Is There a First-Drafter Advantage in M&A? [read post]
14 Feb 2019, 3:00 am
The two largest ATM offerings announced in 2018 were by: MPLX LP (announced on March 13, in the Energy sector and projected to raise $1.74 billion) and Annaly Capital Management Inc. [read post]
11 Feb 2019, 12:56 pm
Separately, after two executives at one prominent sporting goods manufacturer suddenly departed over complaints of inappropriate workplace behavior, Trillium Asset Management filed its first-ever proposal on sexual misconduct risk management. [read post]
11 Feb 2019, 11:00 am
Its records indicate that its assets under management have never gone over $45M. [read post]
6 Feb 2019, 4:14 am
At that time, Hugh had a 100% ownership interest in defendant January Management, Inc., general partner of nonparty January Partners, L.P., which was the sole member of Magic. [read post]
4 Feb 2019, 6:28 am
Mattress Firm Inc. [read post]
31 Jan 2019, 9:06 am
Sonasoft is now an AI-first company. [read post]
30 Jan 2019, 3:23 pm
On January 22, 2019, the Financial Industry Regulatory Authority, Inc. [read post]
30 Jan 2019, 6:50 am
Aegon USA Investment Management, operating through Transamerica Asset Management, Transamerica Capital, Inc. and Transamerica Financial Advisors, discovered the model’s inconsistencies, but didn’t notify anyone when they stopped using it. [read post]
