Search for: "Gary Gensler"
Results 621 - 640
of 1,268
Sorted by Relevance
|
Sort by Date
25 Jan 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
25 Jan 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
19 Oct 2012, 8:36 am
Gary Gensler, the CFTCs chairman, and commission Bart Chilton, have routinely argued that the CFTCs extraterritoriality rules are necessary to prevent another financial collapse. [read post]
14 Oct 2022, 7:17 am
SEC Chair Gary Gensler stated that Kardashian’s case is “a reminder to celebrities and others that the law requires them to disclose to the public when and how much they are paid to promote investing in securities. [read post]
13 Apr 2022, 9:01 pm
These priorities reflect SEC Chair Gary Gensler’s stated view that the examinations program is crucial to the SEC’s work to protect investors and instill trust in markets. [read post]
11 Jun 2021, 6:08 am
Badawi (University of California at Berkeley), on Wednesday, June 9, 2021 Tags: Artificial intelligence, Market reaction, Securities enforcement, Securities litigation, Settlements Remarks by SEC Chair Gensler at the CFO Network Summit Posted by Gary Gensler, U.S. [read post]
29 Nov 2022, 3:15 am
BlockFi’s attempt to discharge this debt may not do the industry any favors with SEC Chair Gary Gensler – who was profiled by the NYT last week as the “Crypto Nemesis” – but at this point, maybe there’s nothing to lose. [read post]
21 Jan 2021, 9:01 am
However, although the president’s incoming chairs at federal financial regulators may be expected to echo some of the Biden Administration’s bolder initiatives, they also will be pressed, in many instances, to evolve federal financial regulations in more subtle and incremental directions.Rulemakings under President Biden’s nominee to lead the SEC, Gary Gensler, may address:retail investors;shareholders and proxies;the Volcker rule;disclosures of corporate… [read post]
30 Jan 2024, 11:13 am
SEC Chair Gary Gensler said the rules are aimed at bringing SPAC oversight in line with that of traditional IPOs, which are the more common method of taking a company public. ( LAW360 ) IA Takes Another Swing at Banning State ESG Investment Iowa Gov. [read post]
8 Jun 2023, 9:56 am
Also, new Rules 101(c)(2)(ii) and 102(d)(2)(ii) except asset-backed securities offered in accordance with an effective shelf registration statement filed on Commission Form SF-3; andRequire broker-dealers relying on the new exception for certain nonconvertible debt securities and nonconvertible preferred securities to abide by new Rule 17a-4 paragraph (b)(17), which mandates the broker-dealers to preserve the written probability of default determination for not less than three years, the first two… [read post]
19 Jan 2024, 6:54 am
He had written to SEC Chair Gary Gensler last week expressing his concern that the proposal would allow NACs to prevent the land they own from being used for the production of natural resources, including fossil fuel development, mining, most logging and large-scale farming.September proposal. [read post]
8 Aug 2013, 10:40 am
In a letter to CFTC Chair Gary Gensler and SEC Chair Mary Jo White, the House members cautioned that the unilateral application of U.S.derivatives regulations to other countries that are presently working on their own complementary derivatives regulatory regimes will result in a flight of swaps activity away from U.S.banks overseas and further away from U.S. oversight. [read post]
22 Jun 2023, 5:50 am
The crypto company points to statements by SEC Chair Gary Gensler that “the rules are already clear. [read post]
29 Jan 2022, 8:34 am
"Since the adoption of Form PF in 2011, a lot has changed," said SEC Chair Gary Gensler. [read post]
4 Apr 2022, 5:30 am
However, the SEC Chair Gary Gensler said, in August 2021, that the SEC considers many cryptocurrency coins and tokens to be securities under the Howey Test, saying, "If somebody is raising money selling a token and the buyer is anticipating profits based on the efforts of that group to sponsor the seller, that fits into something that's a security. [read post]
17 Mar 2010, 4:50 am
Gary Gensler, chairman of the Commodity Futures Trading Commission, and Jon Wellinghoff, chairman of the Federal Energy Regulatory Commission, took their dispute to the Senate Energy and Natural Resources Committee regarding… Read this entire article for free, simply activate your free 15 day trial access to Alternative Investment Law Report now. [read post]
4 Mar 2022, 2:15 am
Lawmakers have been urging SEC Chair Gary Gensler to follow through on his plan to propose rules. [read post]
10 Jan 2024, 8:50 am
" SEC Chair Gary Gensler also confirmed the hack and said the commission had not approved bitcoin ETFs. [read post]
12 Oct 2011, 8:18 am
In remarks before the Futures Industry Association, Gary Gensler also turned heads by suggesting the Commission would extend the exemptive relief granted to market participants in July in order to avoid confusion within the industry. [read post]
16 Sep 2021, 6:07 am
In the SEC’s press release, SEC Chair Gary Gensler issued the following statement: “Today’s announcement underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws. [read post]
