Search for: "Hedge Fund Lawyer"
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15 Mar 2023, 8:23 am
(GTV), Guo and Je allegedly diverted $100 million of investor funds to a hedge fund for the sole benefit of a company that Guo’s son owns. [read post]
31 Oct 2008, 4:00 am
Spigthoff represents a variety of clients regarding the establishment, structuring, and regulatory matters related to funds, including private investment funds, mutual funds, hedge funds, umbrella funds and real estate funds. [read post]
7 Sep 2012, 4:38 am
Sometimes they’ll have several losses in a row — while they still have to fund the contingency cases that remain in suit, and fund any new cases that come in the door. [read post]
19 Aug 2011, 5:00 am
Fair Valuation of Assets under Management Is Key Element of SEC Regime for Hedge Fund and Private Fund Advisers in Jim Hamilton’s World of Securities Regulation Acting on a Dodd-Frank mandate, the SEC adopted regulations requiring that hedge fund and private fund advisers with $150 million assets under management register with the Commission. [read post]
9 Jun 2009, 9:56 am
Several of us were in town and able to meet with dozens of people while there, some of whom are candidates and some of whom are representatives of law firms and some private equity and hedge funds for whom we have conducted attorney searches in the past. [read post]
30 Sep 2022, 6:47 am
In the first one, filed on 5/19/2020, this customer dispute alleged that in the January 2019 time frame, Seijas recommended investments into a fraudulent hedge fund. [read post]
2 Feb 2021, 8:26 am
Some of the common investments associated with selling away are: Promissory notes Unregistered securities Hedge funds Real estate investments Third-party investment advisor services Oil & gas partnerships Multi-level marketing Small business and startup investments Did You Invest With Nicholas Palumbo? [read post]
26 Aug 2006, 2:22 pm
The article also decries the fact that hedge funds are investing in PIPEs and “often start shorting the company’s stock even before the financing deal is signed or publicly announced.” This is bad according to the article because hedge funds “are simply looking to profit from the short sales, rather than help the company’s prospects.” Shocking!!! [read post]
18 Nov 2009, 8:03 am
This includes a close staff member (who ratted him out to the feds), an ill reputed lawyer who laundered money for Petters through a private bank account, and a hedge fund manager that represented to creditors and investors that he frequently cashed-out Petters transactions through his hedge fund. [read post]
1 Mar 2011, 6:22 am
Agrawal may be deported to his native India after his release from prison, Rakoff said.At trial, Agrawal testified under questioning by his own lawyer that he shared information about Societe Generale’s trading software with a Manhattan hedge fund, Tower Research Capital, LLC, where he hoped to create a similar system. [read post]
21 Nov 2010, 8:02 pm
. **** Bart Mallon, Esq. is a hedge fund lawyer and providers legal services to hedge fund managers through Mallon P.C. [read post]
12 May 2011, 10:58 am
The jury, I am guessing, wouldn't agree either Galleon was, by the way, "among the 10 largest hedge funds in the world in the early years of the last decade. [read post]
12 May 2011, 10:58 am
The jury, I am guessing, wouldn't agree either Galleon was, by the way, "among the 10 largest hedge funds in the world in the early years of the last decade. [read post]
29 Sep 2011, 11:37 pm
Zhilka as a trader with hedge fund Pequot Capital Management. [read post]
29 Jun 2012, 1:34 pm
But if you manage a hedge fund or your home is located over top of a natural gas deposit, don’t believe that any lawyer will do. [read post]
28 Feb 2020, 3:48 am
Most non-lawyers (and even some lawyers) would probably be surprised that this issue was even being debated. [read post]
19 Nov 2009, 7:20 pm
Another testifying expert accused Treasury of running a "hedge fund. [read post]
21 Oct 2013, 4:06 am
SEC is Monitoring General Solicitations Steve Quinlivan blogs about another of SEC Chair White's speeches - this one entitled "Hedge Funds: A New Era of Transparency and Openness" - during which she commented on steps the SEC is taking to monitor general solicitations. [read post]
12 Dec 2007, 4:07 am
Decea, 48, was the lawyer for hedge fund Laddcap Value and its manager, Robert B. [read post]
26 Jun 2022, 12:28 am
I’m not writing this to shame or judge other lawyers. [read post]
