Search for: "Investment Security Corp."
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8 Jan 2021, 5:52 am
While the Army Corps of Engineers (USACE) plays a key role in critical systems at the federal level, these structures exist throughout the country with oversight and safety inspection regulations varying from state to state. [read post]
8 Jan 2021, 3:02 am
– John’s risk factor tips In this 13-minute episode with EY Partner and former Corp Fin Chief Accountant Mark Kronforst, Dave and Mark examine the Reg S-X amendments for disclosure about acquisitions & dispositions, including: – How significant are these changes to Regulation S-X for public companies? [read post]
6 Jan 2021, 10:49 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of investors who fell victim to their unscrupulous broker’s misconduct, violations of sale practices, or other type of investment-related misconduct. [read post]
6 Jan 2021, 10:49 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of investors who fell victim to their unscrupulous broker’s misconduct, violations of sale practices, or other type of investment-related misconduct. [read post]
5 Jan 2021, 8:23 am
His previous employers included Spartan Capital Securities, LLC (CRD#:146251) of New York, NY, Aegis Capital Corp. [read post]
4 Jan 2021, 1:26 pm
By way of comparison, in 2019 there were 62 federal court securities suits against non-U.S. companies, representing about 15% of all federal court securities suit filings in 2019. [read post]
1 Jan 2021, 6:14 am
(Chart 2) The Q4 2020 investment pulse rate (8) appears to be generally in line with previous Q4 investment pulse rates since 2015. [read post]
23 Dec 2020, 6:01 am
VIEs are ownership structures that allow companies to circumvent limits on foreign investment and to list on foreign stock exchanges. [read post]
22 Dec 2020, 7:08 pm
On December 21, 2020, Congress passed a long-anticipated additional round of COVID relief legislation as part of the Bipartisan-Bicameral Omnibus COVID Relief Deal. [read post]
22 Dec 2020, 2:24 pm
Triterras was formed via the November 11, 2020 merger of Netfin Acquisition Corp., a special purpose acquisition company, and Triterras Fintech Pte. [read post]
20 Dec 2020, 5:24 pm
GRESB BV will become a benefit corporation and seek B-Corp certification, with the aim of demonstrating the separateness of the two organizations and building accountability. [read post]
18 Dec 2020, 11:23 am
For Algeria, the issue is one of both ideological conviction and national security. [read post]
17 Dec 2020, 8:04 am
Leading Edge promises to help create the right conditions for new partnerships and trade and investment opportunities, promoting the adoption of fintech, particularly of UK-grown efforts in areas such as RegTech, robotic process automation and AI. . . . [read post]
16 Dec 2020, 12:24 am
Much as the plaintiff may still initiate the proceedings against the defendant and service be effected in accordance with the procedure for service out of jurisdiction, this paper’s view is that as long as the plaintiff would be unable to secure recognition and enforcement of that judgment on the ground of the defendant’s absence from the jurisdiction, the plaintiff’s right to access to justice and legal remedies would be infringed.[19] Actually, in our view, the injustice… [read post]
15 Dec 2020, 12:15 pm
The convicted banking group includes Deutsche Bank Securities, DB Group Services UK, DB Structured Products, Deutsche Asset Management, Deutsche Investment Management Americas, Deutsche Bank Trust Co. [read post]
14 Dec 2020, 5:01 am
From the government’s perspective, departments and agencies would more quickly understand the needs of the private sector and be able to better prioritize cyber-related investments. [read post]
13 Dec 2020, 3:25 am
An overview of the business of eDiscovery through the lens of mergers, acquisitions, and investments between 2001 and today. [read post]
12 Dec 2020, 12:00 pm
Resources Investment Corp. (1988), 19 C.P.C. (3d) 396 (C.A. [read post]
11 Dec 2020, 1:01 pm
First, in the Southern District of New York, the District Court entered a final judgment against Applied BioSciences Corp. [read post]
11 Dec 2020, 6:56 am
Silver Law Group represents investors who have lost money due to investment and securities fraud. [read post]
