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7 Nov 2018, 3:44 am
JP Morgan and Orca had “just cause” because they had a reasonable belief that JP Morgan’s title was good. [read post]
29 Oct 2018, 5:34 am
White & Case hire JP Morgan Julia Smithers Excell as newest partner addition [read post]
27 Oct 2018, 1:00 am
In the first half of episode 78 Victor explains the concept of an E.P.I.C. retirement and how the meaning of retirement has changed over the years. [read post]
19 Oct 2018, 10:43 am
Tarrant County JP Court Manager Sentenced in October 2018 For instance, just last week there was the sentencing of Shelly Denise Ables, former court manager for Tarrant County Justice of the Peace Gary Ritchie (Precinct 6). [read post]
18 Oct 2018, 12:30 pm
A few other banks to settle with federal regulators over mortgage-backed securities fraud claims include JP Morgan Chase (JPM), which paid $13B, Bank of America (BAC), which settled for $16.65B, and Deutsche Bank (DB) for $7.2B. [read post]
16 Oct 2018, 8:29 pm
Attorney JP Sarmiento from our office accompanied our clients at their interview as well. [read post]
6 Oct 2018, 1:00 am
This week on Make It Last, Victor gives details on why a portfolio is not a plan, a newly proposed NJ fiduciary rule, as well as a glimpse as to why NJ has been ranked as the worst tax structure in the nation. [read post]
5 Oct 2018, 3:58 am
JP Morgan today forecasts that tariffs on all US-China trade and I see essentially the pretty much the same thing. [read post]
4 Oct 2018, 1:56 pm
Loyola University Maryland’s Sellinger School of Business and Management promoted Jeffrey Cummings, Ph.D. to professor of management and granted tenure to JP Krahel, Ph.D., CPA, Ravi Srinivasan, Ph.D. and Kerry Tan, Ph.D. [read post]
3 Oct 2018, 10:00 am
In addition to these panopticon-levels of video footage, NYPD watch officers and analysts—working alongside “Stakeholder” representatives including Goldman Sachs, JP Morgan Chase, and the Federal Reserve—monitor a treasure trove of data collected and analyzed through ShotSpotter microphones, face recognition technology, license plate readers, and more.How the NYPD disseminates the information collected by this surveillance technology—as well as spy tech used by… [read post]
2 Oct 2018, 5:48 am
According to FINRA Disciplinary actions for September 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Mona Ali JP Morgan Securities LLC JP Morgan Chase Bank Bobbie Jo Besler Farmers Financial Solutions State Farm VP Mgmt Corp … [read post]
2 Oct 2018, 5:40 am
According to FINRA Disciplinary actions for September 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Denise Canez John Drill Northwestern Mutual Investment Services LLC Robert Baird & Co Incorporated Glenn Grosek Citizens Securities, Inc… [read post]
28 Sep 2018, 3:00 am
The Order in the SEC’s Citibank Dark Pool Case (PDF) The SEC Order for the Whistleblower Award (PDF) Ex-Bankrate CFO Gets 10 Years In Prison For $25M Fraud, Law360 More Blog Posts:TD Ameritrade Fined $500K For Not Reporting Investment Advisers’ Suspect Activities, Investor Lawyers, September 26, 2018 SEC Issues $55.5M in Whistleblower Awards, September 18, 2018 FINRA Bars Former JP Morgan, Stifel Nicolaus, and Benjamin & Jerold Brokers, September 11, 2018 The post Securities… [read post]
26 Sep 2018, 6:03 am
The Ohio Board of Tax Appeals (BTA) improperly valued a Westerville office building occupied by JP Morgan Chase at $44.5 million and must consider in detail the reports submitted by the property owner’s appraiser, who concluded that the building was worth $24.8 million for 2013 and $28.5 million for 2014, the Ohio Supreme Court ruled today. [read post]
24 Sep 2018, 2:24 am
Morgan Securities, LLC (Complaint; 18-CV-03012)http://www.brokeandbroker.com/PDF/BurrisComplaintAZ.pdf Former JP Morgan employee and high-profile whistleblower Johnny Burris filed a Complaint in the United States District Court for the District of Arizona seeking employment reinstatement, an injunction compelling alleged hostile-workplace remediation, back pay, at least $1 million in damages, expungement, posting of a notice of compliance with the whistleblower provisions of… [read post]
18 Sep 2018, 6:19 am
The SEC Order in the $1.5M Whistleblower Award (PDF) The SEC Order Granting Two Whistleblowers Over $54M (PDF) CFTC Announces Multiple Whistleblower Awards Totaling More than $45 Million, CFTC, August 2, 2018 More Blog Posts from SSEK Law Firm: Another Texas-Based Wells Fargo Broker is Barred by FINRA, September 12, 2018 FINRA Bars Former JP Morgan, Stifel Nicolaus, and Benjamin & Jerold Brokers, September 11, 2018 Transamerica Entities to Pay $97M to Investors Over Flawed Investment… [read post]
17 Sep 2018, 2:19 am
Attorney JP Sarmiento from our office accompanied our clients at their interview as well. [read post]
12 Sep 2018, 7:44 am
FINRA also recently barred a ex-JP Morgan Securities (JPM) broker Benjamin S. [read post]
12 Sep 2018, 7:24 am
Edward Daniel, BrokerCheck More Blog Posts: Dallas, Texas-Based Wells Fargo Broker Expelled by FINRA, August 30, 2018 Investors in UDF IV REIT Want Texas Federal Judge to Approve $13.5M Ponzi Fraud Settlement, August 29, 2018 FINRA Bars Former JP Morgan, Stifel Nicolaus, and Benjamin & Jerold Brokers, September 12, 2018 The post Another Texas-Based Wells Fargo Broker is Barred by FINRA appeared first on Securities Fraud Attorney. [read post]
10 Sep 2018, 10:43 am
JP Morgan Chase & Co., which endorses a heightened standard for plaintiffs to demonstrate that they were treated less favorably than similarly situated employees outside their protected class. [read post]
