Search for: "Jay Roberts"
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24 May 2018, 7:34 am
In a “fireside chat” at FINRA’s annual conference, FINRA president and CEO Robert Cook asked SEC Chairman Jay Clayton what the biggest surprises have been almost a year into his tenure as chairman. [read post]
19 Jul 2019, 5:00 am
Public Citizen President Robert Weissman echoed these concerns, renewing his organization’s call for a moratorium on Facebook’s Libra plan. [read post]
14 Jul 2023, 7:57 am
Non-chair Commissioner Robert J. [read post]
10 Jul 2018, 5:00 am
A bipartisan coalition of state treasurers sent a joint letter to SEC Chairman Jay Clayton expressing opposition to any move reversing the SEC’s longstanding policy of prohibiting forced arbitration clauses in initial public offering filings that would block shareholder lawsuits. [read post]
15 May 2018, 6:42 am
SEC initiatives highlighting these issues were put in place in September 2017, reflecting Chairman Jay Clayton’s emphasis on these areas as Commission priorities. [read post]
24 Jun 2022, 9:03 pm
RIVERA ROBERT J. [read post]
2 May 2018, 8:17 am
In March, Special Counsel Robert Mueller warned President Donald J. [read post]
20 Nov 2018, 7:18 am
Robert Schifellite, president of investor communications at Broadridge, said that his company is making very significant investments in blockchain, including a pilot program with Bank Santander as well as blockchain pilots in the U.S. with five issuers and a couple of custodians. [read post]
22 Feb 2013, 10:57 am
While Robert Yee, the program’s chief actuary, argued that such legal problems could have been addressed through “very simple changes in the language,” CLASS was repealed on January 1, 2013. [read post]
14 Nov 2019, 10:37 am
Jay Sekulow, a lawyer for the president, said Trump would appeal the case to the Supreme Court. [read post]
28 May 2021, 10:40 am
Robert Brown, Kathleen Hamm, James Kaiser, and Duane DesParte, only Duhnke and DesParte remain on the Board. [read post]
24 Jun 2022, 9:03 pm
RIVERA ROBERT J. [read post]
10 Apr 2021, 7:15 am
Jim Dempsey, Chris Jay Hoofnagle, Ira Rubinstein and Katherine J. [read post]
9 Jun 2022, 10:17 am
Brodie, The Magic of Civil Procedure Robert M. [read post]
19 Mar 2018, 5:48 am
Peirce said that there is more enthusiasm, which she attributed to Chairman Jay Clayton. [read post]
6 May 2019, 6:23 am
In a statement, Commissioner Robert Jackson said the rules do need to be updated, but he is concerned that the proposal treats mergers as an “unalloyed good,” even though mergers come with both benefits and costs. [read post]
6 Mar 2020, 5:32 am
"Dole's more vulnerable to this than Reagan [who was 70 when he took office] because Reagan has a much more vigorous image as a person, more charisma, more sense of energy," said Robert H. [read post]
14 Jun 2020, 10:26 am
Four experts: J Biddle, K Roberts, K D Rosenman, E M Welch, have reported that, “ Overall, between 9% and 45% of reported workers file for benefits. [read post]
22 Feb 2018, 9:42 am
Commissioner Robert Jackson issued a statement that his support was given reluctantly. [read post]
25 Feb 2017, 7:00 am
And Quinta Jurecic posted this week's Lawfare Podcast: Edward Jay Epstein on “How America Lost Its Secrets. [read post]
