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9 Dec 2018, 2:44 pm
” On July 5, 2011, Patriarch’s outside counsel met with the SEC to provide information. [read post]
30 Jul 2007, 10:53 am
Few institutional investors, except for some hedge funds and private equity firms, have the financial resources to mount a successful proxy challenge at an S&P 500 company. [read post]
4 Aug 2014, 2:34 pm
Bard was sentenced on July 31 by a U.S. [read post]
6 Mar 2019, 8:24 am
Cleco Power also requested expedited treatment so that its rate reductions can be implemented effective July 1, 2019. [read post]
27 Apr 2011, 7:29 pm
Below we have provided the Division’s stated reason for proposing these regulations (which can also be found here) and we have also printed the full proposed changes. **** Change in Exclusion/Exemption Requirements for Hedge Funds and other “Private Funds” On July 21, 2010, Congress passed the most sweeping financial legislation enacted since the 1930s: the Dodd-Frank Consumer Protection and Regulatory Reform Act. [read post]
2 Dec 2008, 11:24 pm
Serbaroli is the fourth partner to depart since the last round of layoffs in July. [read post]
31 Dec 2019, 8:13 am
Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful 2019 year that included developments impacting both traditional hedge fund managers as well as those in the digital asset space. [read post]
21 Jul 2012, 4:33 pm
The motion was filed by James Giddens, the Lehman Brothers Inc. trustee, who sought to affirm the denial of securities claims made by dozens of hedge funds and money managers seeking to get back soft dollar credits in their accounts with Lehman. [read post]
12 Jul 2010, 1:01 pm
Snowe told the Reuters news service on July 10 that she’s "still looking at it. [read post]
21 Mar 2011, 2:38 pm
The government previously has said Shah illegally passed information about Hilton’s buyout to Roomy Khan, a former hedge-fund manager and Intel executive who briefly worked for Galleon in the late 1990s. [read post]
1 Jul 2010, 9:04 am
It appears that a final Senate vote won't be held until at least mid-July. [read post]
22 May 2012, 5:32 am
Shah was a portfolio manager for multiple mutual funds and hedge funds at RiverSource. [read post]
31 Oct 2020, 1:26 pm
His longest tenure was at Fidelity from 2001 through July 2010. [read post]
16 Jul 2010, 8:57 am
Priority will be given to early registrants and to members of ASIL.TUESDAY, JULY 27All sessions will be at George Washington University Law School, 2000 H Street, NWunless otherwise indicated7:00 amRegistration and Exhibitors, The Ritz-Carlton7:45 amGWU is within walking distance of The Ritz Carlton and only limited transport will be provided8 amContinental Breakfast9 amConcurrent Sessions(1) Private International Law (II.B.) [read post]
6 Dec 2010, 8:51 am
IA-3111 (November 19, 2010), available at http://www.sec.gov/rules/proposed/2010/ia-3111.pdf (the “exemptions release”). [2] This memorandum, published on July 19, 2010, is available here. [read post]
18 Apr 2024, 11:21 am
The ultimate fate of AB 3129 will be clearer by early July, when the legislature is tasked with passing this year’s budget bill before the start of its summer recess. [read post]
9 Dec 2021, 2:56 pm
Introduction I often explain the difference between (non-lienable) maintenance and repair work on the one hand and (lienable) construction work on the other, by using the analogy of the landscaper who may be called to a worksite and, in one scenario, asked to mow the grass and trim the hedges or, in another scenario, to terra-form an entire property, complete with a new deck, sheds, a koi-pond and stone pathway. [read post]
24 Jul 2008, 12:52 am
A July 23, 2008 Bloomberg article describing the CIBC lawsuit can be found here. [read post]
18 May 2010, 10:54 am
British courts are not foreign courts up through July 4, 1776. [read post]
16 Oct 2008, 10:56 pm
The rule is effective until July 31, 2009. 3. [read post]
