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29 Sep 2017, 12:26 pm by Adam Weinstein
  The providing of loans or selling of notes and other investments outside of a brokerage firm constitutes impermissible private securities transactions – a practice known in the industry as “selling away”. [read post]
26 Sep 2017, 9:01 pm by Tamar Frankel
(Morningstar) and two subsidiaries of Prudential Financial Inc (Prudential). [read post]
25 Sep 2017, 7:41 am by Renae Lloyd
Krueger also allegedly made unauthorized loan and commission payments totaling $5,800 to relatives of the clients. [read post]
24 Sep 2017, 7:33 am by Adam Weinstein
  The providing of loans or selling of notes and other investments outside of a brokerage firm constitutes impermissible private securities transactions – a practice known in the industry as “selling away”. [read post]
20 Sep 2017, 1:43 am by Joseph Leahy
 If, at the end of the term, Loftium has not been repaid its initial investment, the homeowner is not required to repay Loftium’s initial contribution. [read post]
17 Sep 2017, 7:30 pm by Wolfgang Demino
  Before you invest in one or both of the offerings by the trusts, you should read the prospectus in that registration statement related to that offering and other documents that The National Collegiate Funding LLC has filed with the SEC for more complete information about The National Collegiate Funding LLC, the trusts, the securitization transactions, the student loans and the offerings. [read post]
14 Aug 2017, 3:21 am by Peter Mahler
 They and their two sons, Leo and Vladimir, together ran the business until 1970 when they transferred ownership of the land and business to newly-formed Twin Bay Village, Inc. owned 26% by each parent and 24% by each son. [read post]
14 Aug 2017, 3:21 am by Peter Mahler
 They and their two sons, Leo and Vladimir, together ran the business until 1970 when they transferred ownership of the land and business to newly-formed Twin Bay Village, Inc. owned 26% by each parent and 24% by each son. [read post]
13 Aug 2017, 6:00 am by Ed. Microjuris.com Puerto Rico
One of those requirements is that a certified fiscal plan must “provide for capital expenditures and investments necessary to promote economic growth. [read post]
5 Aug 2017, 10:35 am by Renae Lloyd
The REIT’s previous investment strategy focused on preferred equity investments, mezzanine loans, bridge loans and first mortgages, as well as directly purchased Class A multifamily properties located in the Southeastern and Southwestern United States. [read post]