Search for: "MARY SCHAPIRO"
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25 Feb 2009, 1:56 am
SEC Responds to Dodd with Guidance on Say on Pay Provisions of Stimulus LegislationIn a letter to SEC Chair Mary Schapiro, Senate Banking Committee Chair Christopher Dodd explained the shareholder advisory vote provisions for TARP recipients in the American Recovery and Reinvestment Act of 2009. [read post]
26 Jan 2009, 10:57 am
During a hearing this month before the Senate Banking Committee on her nomination to head the SEC, Finra’s CEO, Mary Schapiro, repeatedly said that the self-regulatory organization had no jurisdiction over Madoff’s investment advisory firm. [read post]
4 May 2012, 2:00 am
According to Kevin LaCroix, the research is consistent with prior reports but it also contains some new additional insights which he discusses in detail. 4) Delaware Corporate & Commercial Litigation Blog: Key Delaware Corporate and Commercial Decisions in First 4 Months of 2012 - This post highlights all of the noteworthy corporate and commercial opinions from Delaware’s Supreme Court and Court of Chancery in 2012. 5) Insight: The SEC Has No Immediate Plans to… [read post]
30 Mar 2011, 6:00 am
Mary Schapiro, the chair of the SEC, argued in a Senate hearing that the agency needed increased funding to perform its new responsibilities under Dodd-Frank. [read post]
10 Jan 2013, 4:15 am
Rob's departure means that 3 Division Directors and the General Counsel have all announced departures since Chair Mary Schapiro announced her exit. [read post]
20 Apr 2012, 2:00 am
On April 17th, SEC Chairman Mary Schapiro told Congress that the SEC has begun involving its staff economists earlier in the rule writing process. [read post]
15 Mar 2011, 9:32 am
SEC Chairman Mary Schapiro testified on Thursday (March 10) before a Senate Committee and today (March 15) before a House Subcommittee in support of the Administration's proposed budget for Fiscal Year 2012, which seeks $1.4 billion for the SEC (an increase over the $1.2 billion sought Fiscal Year 2011). [read post]
17 Jan 2012, 2:35 pm
” SEC Chairman Mary Schapiro described Kotz as a “committed public servant who has served the agency with great distinction for the past four years. [read post]
28 Jan 2010, 4:53 am
Nothing that the Commission does today should be construed as weighing in on those topics," said SEC Chairman Mary Schapiro. [read post]
9 Sep 2011, 11:42 am
At the meeting, SEC Chairman Mary Schapiro said that the commission’s approach to regulating fund use of derivatives has “developed on an ad hoc basis as new derivative instruments were introduced and new derivative hedging strategies gained popularity. [read post]
3 Jun 2012, 12:15 pm
The changes lower the percentage-decline threshold for triggering a market-wide trading halt and shorten the amount of time that trading is halted.The initiatives are the product of a significant effort to devise a sophisticated, yet workable and effective way to protect markets from excessive volatility, said SEC Chair Mary Schapiro. [read post]
19 May 2011, 10:02 am
He “served this agency well during a very difficult time,” SEC Chairman Mary Schapiro said in a statement when he departed in January 2010 to join Wilmer as a partner. [read post]
1 Jun 2011, 6:12 pm
In January, I had the opportunity to visit with SEC Chairman Mary Schapiro, Director Khuzami, and SEC staff, and then separately with Commissioners Luis A. [read post]
16 Jan 2009, 1:28 pm
In yesterday's confirmation hearings for President-elect Obama's nomination for chairman of the SEC, Mary Schapiro, there was discussion of federal regulation of insurance. [read post]
14 Feb 2012, 7:30 am
I believe this is also true of SEC Chairman Mary Schapiro. [read post]
21 Jan 2009, 8:01 am
Sounds like something for Mary Schapiro’s to-do list once she is confirmed. [read post]
4 Nov 2009, 4:41 am
In a letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, Mr. [read post]
26 Aug 2011, 2:00 am
Among other things, CII argued in a letter to Mary Schapiro that the three-judge panel failed to abide by the standards applicable to judicial review of agency determinations. 2) CFPB Monitor: The Bureau’s Ex Parte Presentations Policy: a “transparency” rule with two big blind spots - This new blog from Ballard Spahr provides news, guidance and insight on our newest federal agency, the Consumer Financial Protection Bureau. [read post]
9 Dec 2010, 7:58 am
SEC Chairman Mary Schapiro recently commented that today’s recruitment programs “compensate and incentivize people who take short-term risks at the expense of the long-term franchise and at the expense of investors”. [read post]
23 Feb 2010, 6:49 am
Schapiro said in a press release. [read post]
