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13 Aug 2014, 9:05 am
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
11 Aug 2014, 3:07 pm
’s Nelson Obus, In October 2013 they lost their poorly conceived suit against Mark Cuban, which was replete with far too convenient allegations to attempt to support an extremely weak legal theory of insider trading.So, what is the SEC to do? [read post]
6 Aug 2014, 10:57 am
If there is any doubt, read the entire reportFINRA Disciplinary Sanctions Rising Rapidly in 2014 After Significant Decline in 2013 - Sutherland Asbill & Brennan LLP.If you are faced with a FINRA investigation, or an 8210 request, read Mark Astarita's article Tips For Responding to an SEC Subpoena, and another on responding to FINRA. [read post]
15 Jul 2014, 5:29 am
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
11 Jul 2014, 8:42 am
Give Mark Astarita a call to see how we can help - 212-509-6544 [read post]
13 Jun 2014, 7:58 am
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
12 Jun 2014, 7:46 am
For information regarding private investing, contact Mark Astarita at 212-509-6544 or email us. [read post]
9 Jun 2014, 3:01 pm
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
8 Jun 2014, 7:37 pm
For more information regarding securities employment disputes, contact Mark Astarita at 212-509-6544 or email us. [read post]
8 Jun 2014, 9:00 am
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
1 Jun 2014, 4:45 pm
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
31 May 2014, 7:06 am
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
23 May 2014, 3:00 pm
Sounds simple, but its not, and firms miss the 15 minute mark with some regularity. [read post]
24 Apr 2014, 9:48 am
---Mark Astarita is a nationally recognized securities litigation attorney, representing firms and brokers nationwide in regulatory, litigation and arbitration matters. [read post]
20 Apr 2014, 6:30 am
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
19 Apr 2014, 3:21 am
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
18 Apr 2014, 3:55 am
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
5 Apr 2014, 9:00 am
For a free consultation on any securities regulatory matter, contact Mark Astarita at 212-509-6544 or email us. [read post]
26 Mar 2014, 2:44 pm
In fact, given the fact that the parties are presented with 30 potential arbitrators and have less than 20 days to review the disclosures and make their selections, FINRA has made it impossible to perform any significant investigation - assuming a party had the funds available to conduct that investigation.But FINRA does have the funds, and can conduct that investigation on behalf of all parties to insure that the arbitrator disclosures we all rely upon are accurate and complete.For more information… [read post]
25 Mar 2014, 7:02 am
For a free consultation on any securities regulatory matter, contact Mark Astarita at 212-509-6544 or email us. [read post]
