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6 Nov 2007, 12:01 pm
Make that a tough month for Merrill Lynch, the U.S. brokerage founded in 1914. [read post]
9 Apr 2004, 6:55 am
I encourage you to visit Merrill’s site for a copy of the report. [read post]
16 Nov 2020, 11:31 am
The post Alex Gierbolini, Merrill Lynch Advisor, 24 Customer Complaints appeared first on The White Law Group. [read post]
22 Apr 2015, 7:12 am
I think it’s a little bit of heavy-handedness on Merrill’s part. [read post]
15 Jun 2012, 6:34 am
According to reports, Merrill Lynch has agreed to pay a $450,000 fine and accept a censure in a case involving supervision of structured-product sales. [read post]
27 Apr 2015, 11:16 am
On April 22, 2015, Bank of America and Merrill Lynch reached an agreement with several Prudential Insurance Co. affiliates to settle two lawsuits brought by Prudential. [read post]
12 Apr 2010, 2:00 am
Susan Merrill, who spent a total of six years as head of enforcement for the New York Stock Exchange regulatory arm and the entity that succeeded it, is to join Bingham McCutchen's broker-dealer group in New York this week. [read post]
20 Jan 2009, 7:01 am
Bank of American closed its purchase of Merrill Lynch on January 1 of this year. [read post]
13 Jul 2009, 3:25 am
Bank of America is trying to avoid paying billions of dollars in fees to U.S. taxpayers for guarantees against losses at Merrill Lynch, saying the rescue agreement was never signed and the funds never used, Bloomberg News reported. [read post]
7 May 2022, 6:15 am
Merrill. [read post]
22 Oct 2009, 11:13 am
Last week the Delaware Court of Chancery heard arguments in the litigation involving the Bank of America and Merrill Lynch merger. [read post]
3 Oct 2018, 9:45 am
Kenahan entered the securities industry in 1985 and has been registered with Merrill Lynch since December 2007. [read post]
7 Apr 2010, 5:44 pm
Last week, three female financial advisors at Merrill Lynch filed a Bank of America took over Merrill Lynch in 2008. [read post]
5 Apr 2012, 1:49 pm
Merrill is accusing Pearce of “overt hostility. [read post]
10 Dec 2020, 10:38 am
Miller Stern Lawyers – 410-Law-Firm is currently investigating clients of Merrill Lynch and Charles Kenahan and Dermond Cavanaugh who are may be victims of, and suffered damages and losses, due to abuses such as churning, beach of fiduciary duty, overcharging , and unauthorized trading. [read post]
1 Sep 2008, 3:52 pm
Related Web Resources: SEC Enforcement Division Announces Preliminary Settlement With Merrill Lynch to Help Auction Rate Securities Investors, SEC, August 22, 2008 Merrill Lynch to Buy Auction Rate Securities Positions From Its Retail Clients, Merrill Lynch, August 7, 2008 Merrill Lynch settlement with SEC worth up to $7B, Associated Press, August 22, 2008 Investment banks settle bond cases with New York State, International Herald Tribune, August 22, 2008 … [read post]
1 Mar 2013, 3:15 pm
Why were Merrill Lynch brokers allegedly denied deferred compensation? [read post]
7 Feb 2009, 11:21 am
Merrill and Henry E. [read post]
13 Jul 2011, 5:45 am
MBIA's lawyers at Quinn Emanuel Urquhart & Sullivan and Merrill Lynch's attorneys at Skadden, Arps, Slate, Meagher & Flom filed documents on Tuesday signaling an end to a two-year conflict over $5.7 billion in credit default swap protection on collateralized debt obligations. [read post]
4 Feb 2010, 6:56 am
Maybe Merrill is rethinking its "strategy" of firing brokers for trumped up reasons and forcing others to leave? [read post]
