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23 Sep 2013, 7:53 am
Note the list of persons covered by these provisions is very broad and includes: the issuer, any predecessor of the issuer, and any affiliates of the issuer;any director, executive officer, other officer participating in the offering, general partner or managing member of the issuer;any beneficial owner of 20% or more of the issuerʼs outstanding voting equity securities;any promoter connected with the issuer at the time of the sale;any investment manager of an issuer that is a… [read post]
5 Dec 2011, 12:53 pm
A written report must be produced after every branch-office inspection per National Association of Securities Dealers ASD Rule 3010(c)(2). [read post]
20 Oct 2021, 2:10 pm
As part of the settlement, Engebretson agreed to be enjoined, pay a civil monetary penalty in the amount of $15,000, and to be barred from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization. [read post]
20 Oct 2021, 2:10 pm
As part of the settlement, Engebretson agreed to be enjoined, pay a civil monetary penalty in the amount of $15,000, and to be barred from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization. [read post]
30 Apr 2021, 6:48 am
New York City Department of Social Services, opened the door for individuals to bring § 1983 lawsuits against local municipalities or departments. [read post]
4 Apr 2011, 4:40 pm
She serves on the steering committee of the National Association of Bond Lawyers Bond Attorneys Workshop. [read post]
22 Dec 2020, 10:49 am
” After graduating from the University of California, Berkeley School of Law, Ann worked in land use as an associate attorney at McCutchen Doyle Brown & Enersen and as a Deputy City Attorney for the City of San Jose. [read post]
16 Aug 2021, 12:00 am
I provide legal defense services in justice, municipal, state and federal courts in and near Maricopa County.About Attorney Aaron M. [read post]
10 Mar 2017, 7:28 am
Schklar was associated with Ridgeway & Conger Inc. at its New Woodstock, N.Y. office location. [read post]
15 Jul 2009, 11:46 am
Read also: “Contempt of Court in New Jersey“, published by the Law Office of Kenneth Vercammen & Associates, P.C. [read post]
1 Jul 2010, 3:19 pm
Kostro, Esq., an attorney/lawyer/mediator in Linden, Union County, New Jersey. [read post]
14 Dec 2011, 4:05 am
To the National Association of State Directors of Pupil Transportation Services and to the National Association for Pupil Transportation: 4. [read post]
22 Mar 2011, 3:50 am
Clyde testified that he received the ALJ’s decision but did not appeal based upon his attorney’s advice to wait for a pending arbitration decision. [read post]
3 Jun 2013, 7:28 am
Harry & Associates, P.C. [read post]
3 Jun 2013, 7:28 am
Harry & Associates, P.C. [read post]
23 Jun 2023, 4:00 am
National/Federal Capitol Rioter Who Shocked Police Officer with Stun Gun Is Sentenced to Over 12 Years in Prison Associated Press News – Michael Kunzelman | Published: 6/21/2023 Daniel Rodriguez, who drove a stun gun into a police officer’s neck during one of the most violent clashes of the U.S. [read post]
22 Jan 2019, 7:48 am
In some cases, even municipalities may be held responsible, although MGL c. 84, § 21 requires those making claims against a municipality to notify the county, city or municipality of injury or damage resulting from snow or ice within 30 days of an incident. [read post]
2 Jul 2014, 10:13 am
At Levow & Associates, we have dedicated our law practice exclusively to DWI defense. [read post]
6 Jun 2012, 8:29 am
The case was investigated by the DEA, the PRPD, and the FBI, with the collaboration of the San Juan Municipal Police, and prosecuted by Assistant United States Attorneys Olga Castellón, Mariana Bauzá and Maritza González. [read post]
28 Sep 2021, 2:53 am
NEWARK POLICE SUPERIOR OFFICER'S ASSOCIATION, ET AL. [read post]
