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8 Jan 2007, 4:56 pm
As reported in March of last year, Atari received a delisting warning from NASDAQ pursuant to which Atari's stock would be delisted from NASDAQ unless its traded above $1 for more than 30 days. [read post]
21 Mar 2014, 6:02 am by Matteo Tonello, The Conference Board,
Tonello; Bruce Aust, Executive Vice President, Global Corporate Client Group at NASDAQ OMX; and Scott Cutler, Executive Vice President and Head of Global Listings at NYSE Euronext. [read post]
26 Feb 2013, 6:21 am by Matteo Tonello, The Conference Board,
Tonello; Frank Hatheway, Chief Economist at NASDAQ OMX, and Scott Cutler, Executive Vice President, Co-Head US Listings & Cash Execution, NYSE Euronext. [read post]
Today's column focuses on new rules of the New York Stock Exchange (NYSE) and the NASDAQ Stock Market (NASDAQ) concerning independence requirements for directors who are members of compensation committees. [read post]
16 Jan 2008, 12:17 pm
Last week, Usana Health Sciences (NASDAQ: USNA) announced that the SEC dropped its informal investigation into the company. [read post]
18 Mar 2007, 9:31 am
ISSAQUAH, WA — (MARKET WIRE) — 03/16/07 — Costco Wholesale Corporation (”Costco”)(NASDAQ: COST) (”the Company”) released the following statement: On March 15, 2007, the Company was served with a grand jury subpoena from the United States Attorney’s Office in the Western District of Washington. [read post]
4 Mar 2007, 11:58 pm
., March 5 /PRNewswire-FirstCall/ -- First Advantage Corporation (Nasdaq: FADV), a global risk mitigation and business solutions provider, announced today the resignation of John W. [read post]
27 Apr 2011, 6:04 am by Richard
(CAGC), a Beijing-based firm listed on the Nasdaq Stock Exchange and 22 percent owned by Carlyle Group. [read post]
14 Nov 2011, 7:13 am
In the past 10 years, dozens of Chinese corporations have found a back-door way of selling their shares to the American public through reverse mergers with nearly-defunct or thinly-capitalized American corporations, having previously established share listings with the New York Stock Exchange and the NASDAQ stock market. [read post]
14 Nov 2011, 7:13 am
In the past 10 years, dozens of Chinese corporations have found a back-door way of selling their shares to the American public through reverse mergers with nearly-defunct or thinly-capitalized American corporations, having previously established share listings with the New York Stock Exchange and the NASDAQ stock market. [read post]
26 Nov 2013, 11:16 am by Gregory K. Bader
For example, the Nasdaq requires these banks to provide it with three paper copies of the applicable filing. [read post]
2 May 2022, 6:51 am by John Jascob
By John Filar AtwoodSEC Investor Advocate Rick Fleming has asked the NYSE and Nasdaq to join the Commission in enhancing protections surrounding special purpose acquisition companies (SPACs) by putting in place tougher listing standards for SPACs. [read post]
2 Feb 2008, 6:40 am
CHICAGO - January 30, 2008 - Huron Consulting Group (NASDAQ: HURN), a leading provider of financial and operational consulting services, today announced the launch of the Company's litigation support initiative V3locityââ [read post]
19 Sep 2017, 3:06 pm by Renae Lloyd
According to the SEC, their alleged manipulation efforts the company was apparently ultimately unsuccessful at obtaining a Nasdaq listing. [read post]
27 Oct 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new rules directing national securities exchanges, including the New York Stock Exchange and Nasdaq, to establish listing standards requiring companies to implement ”clawback” policies providing for the recovery of incentive-based compensation in the event of a required accounting restatement, and requiring companies to provide related disclosure. [read post]
28 Aug 2012, 11:34 am
From the shocking collapses of Lehman Brothers, Bear Stearns, and MF Global, to the inexplicable plummets of Madoff and Stanford, to the miscues of Knight Capital, Facebook, NASDAQ, JP Morgan, and Goldman Sachs. [read post]
10 Mar 2008, 3:50 am
Shenzhen is ready to start a Nasdaq-style second exchange for start-up shares as soon as the Chinese government gives it the go-ahead, the mayor of the southern Chinese city said Sunday. [read post]
21 Apr 2021, 4:15 am by Daniel Shores
(NASDAQ: TBIO) is headquartered in Lexington, MA, and as of April 2021, has a market capitalization of over $1.3 billion. [read post]
3 Jun 2023, 1:43 pm by Stoltmann Law
 (Nasdaq: SILO) (“the Company”), a developmental stage biopharmaceutical company focused on merging traditional therapeutics with psychedelic research, today announced that it is now actively participating on the Webull [...] [read post]