Search for: "National Action Financial Services, Inc."
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12 Nov 2019, 4:00 pm
The action arises under Title 47 U.S.C. [read post]
11 Nov 2019, 8:52 am
According to Investment News today, Ladenburg Thalmann Financial Services Inc. reported Friday that since July, Triad Advisors, one if its broker-dealers, has been named in six customer arbitration complaints seeking $1.65 million in damages. [read post]
7 Nov 2019, 5:34 pm
The Justice Department complaint against the College charged that the College violated the ADA by discriminating against her on the basis of her disability by: Removing her from the lab assistant work schedule for a semester and reducing her work hours and compensation to zero; and Terminating her on the basis of her disability As a consequence of these discriminatory actions, the complaint charged the former employee suffered lost earnings, benefits and job advancement opportunities, as… [read post]
5 Nov 2019, 3:25 pm
(PTP), and PPS Associates Inc. [read post]
25 Oct 2019, 3:00 am
Since then, the three have helped each other flourish inside the Republican Party ecosystem, recommending each other’s services to top party officials and candidates. [read post]
24 Oct 2019, 2:40 pm
Telegram Group, Inc. and Ton Issuer Inc. which sought a temporary restraining order (TRO), the SEC has reached yet another crypto-related milestone. [read post]
23 Oct 2019, 5:14 pm
Considered together, these and other consequences of HIPAA vioations or other sloppy dealings with protected health inforamtion or ther sensitive health care or financial information make a clear case for investing appropriately in HIPAA and related compliance. [read post]
23 Oct 2019, 5:14 pm
MoneyGram International Inc. [read post]
23 Oct 2019, 11:31 am
Monday, December 16, 2019 is the new comment deadline for providing feedback to the National Labor Relations Board (NLRB) ion a proposed rule that would exempt undergraduate and graduate students performing services for financial compensation in connection with their studies from the NLRB’s definition of “employee” for purposes of the National Labor Relations Act (NLRA) and other collective bargaining and union organizing and representation laws… [read post]
22 Oct 2019, 3:16 pm
EBSA projects the adoption of the proposed regulation would substantially reduce the administrative and financial burden of meeting the ERISA disclosure requirements. [read post]
22 Oct 2019, 11:44 am
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Patrick Auckland TIAA-VREF Individual & Institutional Services Morgan Stanley Matthew DiNinno Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Nicholas Diesso Ameriprise… [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife… [read post]
15 Oct 2019, 1:11 am
“It is like the old Chinese death sentence by a thousand cuts,” said a European financial services representative, who also asked to remain anonymous.Clients from Canada, Europe and even China were still interested in Cuba, said Canadian lawyer Gregory Biniowsky, who lives in Havana and consults foreign businesses for the law firm Gowlings Consulting Inc. [read post]
13 Oct 2019, 4:30 pm
Got Warranty, Inc., et al, the Northern District Court of Western Virginia held that the robocallers caused a concrete, particularized harm such that the plaintiff’s Telephone Consumer Privacy Act putative class action claim could survive a motion to dismiss. [read post]
9 Oct 2019, 8:13 pm
Sundowner Offshore Services, Inc. [read post]
6 Oct 2019, 3:37 am
Trawler Racer, Inc., 362 U. [read post]
4 Oct 2019, 3:00 am
Millions on Lobbying Will Cost Policy Influencers Under Warren Courthouse News Service – Amanda Ottaway | Published: 10/2/2019 U.S. [read post]
2 Oct 2019, 10:21 am
NantKwest, Inc. [read post]
2 Oct 2019, 6:13 am
Equity Services Inc.Essex Financial Services Inc.Folger Nolan Fleming Douglas Capital Management Inc. [read post]
26 Sep 2019, 3:21 pm
Borello & Sons, Inc. v. [read post]
