Search for: "National Service Industries"
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26 Dec 2017, 2:00 am
The federal government made considerable efforts to consolidate and streamline services under its legal monopoly. [read post]
8 Aug 2022, 12:03 pm
On August 4, 2022, Health and Human Services (HHS) Secretary Xavier Becerra declared monkeypox a national public health emergency(PHE). [read post]
9 Jul 2009, 2:46 pm
The principles, drafted by the American Association of Advertising Agencies (4A’s), the Association of National Advertisers (ANA), the Direct Marketing Association (DMA), the Interactive Advertising Bureau (IAB) and the Council of Better Business Bureaus (BBB), focus on the areas that the Federal Trade Commission (FTC) has identified as desirable for industry self-regulation. [read post]
27 Mar 2015, 11:03 am
It is important for financial services employers not to lose sight of the fact that the National Labor Relations Act applies to their non-supervisory workforce even though most employees in the industry are not unionized. [read post]
27 May 2020, 2:19 pm
Current Hours of Service (HOS) regulations allow up to 11 hours within a 14-consecutive-hour driving window. [read post]
3 May 2020, 8:52 am
Current Hours of Service (HOS) regulations allow up to 11 hours within a 14-consecutive-hour driving window. [read post]
5 Nov 2009, 11:10 am
House Financial Services Committee Passes Legislation Reforming SEC, PCAOB and SIPC OversightThe House Financial Services Committee has passed legislation reforming the SEC to strengthen its powers, better protect investors, and efficiently and effectively regulate the securities markets. [read post]
13 Sep 2023, 9:01 pm
The previous week, the Congressional Research Service published two updated reports surveying the United States’ existing national security legal framework, in light of recent and anticipated expansion of U.S. national security laws. [read post]
27 Dec 2017, 7:25 am
FINRA Sanctions Raymond James for Supervisory Issues According to the Financial Industry Regulatory Authority, the regulator has fined Raymond James Financial Services $2 million for failing to maintain reasonably designed supervisory systems and procedures for reviewing e-mail communications. [read post]
19 May 2009, 6:27 am
The insurers receiving preliminary approval are Allstate Corp., Ameriprise Financial Inc., Hartford Financial Services Group Inc., Lincoln National Corp., Principal Financial Group Inc., and Prudential Financial Inc.Ameriprise has already turned down the government’s offer and, according to industry reports, Prudential is also expected to turn down TARP funds. [read post]
17 Oct 2023, 7:25 am
FINRA is the Financial Industry Regulation Authority, responsible for overseeing the industry. [read post]
1 Feb 2013, 5:01 am
Department of Agriculture’s Food Safety and Inspection Service (FSIS) today announced the re-chartering of the National Advisory Committee on Microbiological Criteria for Foods (NACMCF) and welcomes the addition of new members. [read post]
28 Jun 2017, 10:48 am
A Financial Industry Regulatory Authority (“FINRA”) arbitration panel has awarded two investors $793,000 in their Puerto Rico municipal bond fraud case against UBS Financial Services (UBS) and UBS Financial Services of Puerto Rico (UBS-PR). [read post]
21 Aug 2019, 6:33 am
The Negative List is maintained by the Ministry of Commerce and the National Development & Reform Commission in connection with the “Catalogue of Industries for Guiding Foreign Investment”. [read post]
21 May 2014, 1:41 pm
The company first got involved with the Nortel case last year, when its service was used to provide depositions. [read post]
13 Oct 2020, 7:59 am
He also previously was a broker for Summit Brokerage Services, LPL Financial (LPLA), Lincoln Financial Advisors, and The Lincoln National Life Insurance Company. [read post]
25 Nov 2014, 1:26 pm
According to Financial Planning, the Financial Industry Regulatory Authority barred former CUSO Financial Services broker, Patrick Richard Harrison, for allegedly participating in a private placement transaction that cost two elderly investors more than $340,000. [read post]
6 Mar 2023, 3:09 pm
In particular, the Administration plans to identify gaps in authorities to drive better cybersecurity practices in the cloud computing industry and for other essential third-party services. [read post]
28 Jun 2013, 11:17 am
The rules have been met with fierce backlash from the trucking industry, which has filed lawsuits, testified before Congress and made extensive complaints to national media outlets. [read post]
19 Feb 2010, 11:10 am
With regard to Stiglitz (and Wallach), my questions are: (1) How are we better off with a financial services industry that is completely insulated from foreign competition? [read post]
