Search for: "Officer Oxley"
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10 Mar 2011, 11:35 am
Management then denied Brown an office, responsibilities, and any leadership position. [read post]
7 Mar 2011, 12:24 am
The SEC had asserted its right to compel the return (or to "clawback") the bonus compensation under Section 304 of the Sarbanes Oxley Act. [read post]
17 Feb 2011, 2:25 pm
Join the live program from your office, home, or hotel room using a computer for the web portion and telephone for the audio portion. [read post]
14 Feb 2011, 11:34 am
Barker alleges that UBS retaliated against her following her reporting to compliance officers that UBS failed to report millions in assets to its shareholders. [read post]
8 Feb 2011, 7:46 am
In response, The Sarbanes-Oxley Act of 2002 (SOX) was born. [read post]
7 Feb 2011, 2:15 pm
A comment that I saw on Steve Bainbridge's blog sounds like an interesting way to respond to the claim that law schools all too commonly mislead students about the schools' employment data: [A]pply Sarbanes-Oxley to college admissions, bursar, and career placement offices, with university presidents having to certify the data. [read post]
7 Feb 2011, 2:14 pm
A comment that I saw on Steve Bainbridge's blog sounds like an interesting way to respond to the claim that law schools all too commonly mislead students about the schools' employment data: [A]pply Sarbanes-Oxley to college admissions, bursar, and career placement offices, with university presidents having to certify the data. [read post]
4 Feb 2011, 10:49 am
She was a member of the ABA Standing Committee on Technology and Information Systems and was a member of the ABA Presidential Task Force on Corporate Responsibility, which produced the “Cheek Report” cited favorably by the SEC in regulations regulating the conduct of lawyers under the Sarbanes-Oxley Act. [read post]
31 Jan 2011, 1:12 pm
Mary Hartman Morris, Calpers Investment Officer for Global Equity, said that failure to supervise is one more step toward audit quality and is tied to key quality performance indicators. [read post]
30 Jan 2011, 6:34 pm
Recent whistleblower cases making the headlines: • Last week, Lockheed Martin settled allegations that it submitted false claims on a US government contract for $2 million related to its work on the Naval Oceanographic Office Major Shared Resource Center. [read post]
26 Jan 2011, 12:54 am
Our derivative suit accused the board and officers of breaching their fiduciary duties to Pfizer shareholders. [read post]
21 Jan 2011, 5:00 am
” Advice for Young Compliance Officers by Matt Kelly in Compliance Week Congratulations on finishing your education and entering the workforce. [read post]
18 Jan 2011, 11:58 am
Attorney Jonathan Rees of the Solicitor of Labor's Office took the opposite view. [read post]
13 Jan 2011, 4:23 am
Perhaps stronger internal controls dictated by Sarbanes-Oxley have reduced the likelihood of financial fraud being committed. [read post]
29 Dec 2010, 4:41 am
One wonders why the 112th Congress does not try to extend Sarbanes-Oxley to Congress and treat members as “signing officers” for the U.S. [read post]
27 Dec 2010, 9:24 am
The Sarbanes Oxley Act also makes it a criminal offense for a corporate officer to certify or fail to certify a corporate report. [read post]
16 Dec 2010, 2:00 am
However, a funny thing happened on the bill’s journey downstairs to the Governor’s office – it was called back. [read post]
10 Dec 2010, 10:16 am
A senior official in the SEC Office of Chief Accountant has cautioned that nothing about the Commission’s interim review process of the PCAOB’s inspection reports, codified in recently adopted Rule 140, changes the auditor’s responsibility to consider and address all of the Board’s findings in accordance with Board standards. [read post]
10 Dec 2010, 8:31 am
Please contact Jim Eccleston at the Eccleston Law Offices at 312-332-0000 to discuss your matter. [read post]
9 Dec 2010, 3:22 pm
About The Employment Law Group® The Employment Law Group® is one of the Washington, D.C. area’s premier employment law firms with offices in San Francisco and Los Angeles. [read post]
