Search for: "Principal Credit Management" Results 621 - 640 of 1,893
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25 Sep 2023, 5:48 am by Will Newman
  A major component of this doctrine is that the other entity needs to have “centralized control” over the management of her work. [read post]
28 Jun 2012, 3:38 pm
Finra Fines Merrill Lynch $2.8 Million for Overcharging Customers, The Wall Street Journal, June 21, 2012 FINRA Hearing Panel Fines Brookstone Securities $1 Million for Fraudulent Sales of CMOs to Elderly, FINRA, June 4, 2012 CFP Board Disciplines Planner for Alleged Fraudulent Use of $1.2M, FInancial Planning, June 21, 2012 More Blog Posts: Securities Law Roundup: Ex-Morgan Stanley’s SEC Settlement Over Alleged FCPA Violations Gets Court Approval, Corruption Probe Into Wal-Mart’s… [read post]
24 Mar 2010, 7:40 pm by Kevin Funnell
Management due diligence regarding purchases of these products was often lacking,” the letter said, warning bankers that FDIC examiners could force impairments even if the securities had investment-grade credit ratings. [read post]
10 Jan 2018, 6:00 am by Jalel Harchaoui
Thanks to the willful or forced complicity of some bank managers, an enormous percentage of the letters of credit have been awarded to a handful of traffickers. [read post]
23 May 2009, 2:12 pm
The fee for all three classes, with CLE credit, is $355; without CLE credit the cost is $129. [read post]
3 Jun 2021, 10:17 am by Lyle David Solomon
As the principal attorney of Oak View Law Group, Solomon gives advice and writes articles to help people solve their debt problems. [read post]
3 Jun 2021, 10:17 am by Lyle David Solomon
As the principal attorney of Oak View Law Group, Solomon gives advice and writes articles to help people solve their debt problems. [read post]
22 Oct 2006, 8:25 am
Registration of securities (a) Method of registration Any security may be registered with the Commission under the terms and conditions hereinafter provided, by filing a registration statement in triplicate, at least one of which shall be signed by each issuer, its principal executive officer or officers, its principal financial officer, its comptroller or principal accounting officer, and the majority of its board of directors or persons performing similar… [read post]
1 Feb 2011, 9:57 am
If every dollar of principal borrowed goes to repay that principal, then where does the extra money to pay interest on the principal come from? [read post]
1 May 2020, 11:10 am by Jennifer Barna
New Jersey Governor Phil Murphy and Superintendent of the State Police Colonel Patrick Callahan (who also acts as the State Director of Emergency Management) issued orders this week lifting some closures and reiterating or clarifying others, as follows. [read post]
6 Feb 2022, 1:30 pm
’’ The trial court reasoned that ‘‘George Frank admitted that he signed a guarantee of the staging agreement with a company that has a principal place of business in California and that the agreement provides that the city of Los Angeles is the appropriate forum. [read post]
11 Dec 2018, 7:08 am by Anushka Limaye
Exercises broad delegated authority for planning, directing and evaluating the agency’s resource management functions. [read post]
17 Dec 2018, 8:47 am by William Ford
Exercises broad delegated authority for planning, directing and evaluating the agency’s resource management functions. [read post]
25 Jun 2009, 4:00 am
McAfee Update Professor McAfee is leaving Harvard next month to become a Principal Research Scientist within the Center for Digital Business at the Sloan School of Management. [read post]
24 Jul 2010, 5:12 am by Rich Vetstein
For the homeowner, appraisals should become more portable; the new rules are supposed to ensure the portability of the appraisal report between lenders or mortgage brokerage services for consumer credit transactions secured by a lien on the principal dwelling of the consumer. [read post]
9 Apr 2012, 4:20 pm by James Hamilton
ESMA has proposed technical standards implementing EMIR.EMIR establishes a reporting obligation for OTC derivatives; a clearing obligation for eligible OTC derivatives; measures to reduce counterparty credit risk and operational risk for bilaterally cleared OTC derivatives, as well as common rules for central counterparties and trade repositories.Broadly, the MFA agrees with ESMA that central counterparty governance arrangements should promote sound and prudent management, support… [read post]
2 Jul 2024, 12:51 pm by Walker & Walker Law Offices
Stripping Off Secondary Mortgages If your home’s value is less than your first mortgage, you might be able to strip off and discharge a home equity line of credit or second mortgage. [read post]