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4 Sep 2012, 10:07 am
Real Estate Group of New York, Inc., 17 N.Y.3d 281 (2011)). [read post]
20 Aug 2012, 1:49 am
While this should normally be easily decipherable from the loan agreement itself, a recent decision of the English High Court (QBD/ Commercial Court) in the matter of Aston Hill Financial Inc v African Minerals Finance Ltd, [2012] EWHC 2173 (Comm.) demonstrates that a potential area of difficulty may arise where the loan agreement is not clear on this matter. [read post]
19 Aug 2012, 1:20 pm
Recent Activity on Segregated Funds It has been a busy couple of months for rules affecting segregated funds: • July 9: The NFA brought an emergency action against Peregrine Financial Group, Inc. [read post]
17 Aug 2012, 11:02 am
Group, Inc., --- P.3d ----, 2012 WL 3517326 (Wash.) [read post]
6 Aug 2012, 6:49 am
This rating is based upon the credit quality of: (i) Goldman Sachs Group, Inc. [read post]
6 Aug 2012, 6:49 am
This rating is based upon the credit quality of: (i) Goldman Sachs Group, Inc. [read post]
6 Aug 2012, 6:49 am
This rating is based upon the credit quality of: (i) Goldman Sachs Group, Inc. [read post]
30 Jul 2012, 11:14 am
The receiver is claiming in the suit that NRP Financial Inc. [read post]
28 Jul 2012, 9:55 am
Kapur was ThinkStrategy Capital Management LLC’s sole managing principal. [read post]
23 Jul 2012, 8:37 am
The Ninth Circuit therefore remanded to the bankruptcy court with an order that the insurers be given a full opportunity to present their objections to the plan, while at the same time undercutting what was perhaps their principal source of objection. [read post]
20 Jul 2012, 11:38 am
Greenberg Traurig and Capitol Hill Consulting Group filed lobbying termination reports with Congress earlier this month. [read post]
12 Jul 2012, 4:18 pm
Bruteyn EU market regulator is suspicious of rating agencies, RT, July 2, 2012 More Blog Posts: CFTC Accuses Peregrine Financial Group of Securities Fraud Related to $200M Customer Funds Shortfall, Institutional Investor Securities Blog, July 10, 2012 Will the JOBS ACT Will Expand Private Offerings But Hurt Public Markets? [read post]
28 Jun 2012, 3:38 pm
The Financial Industry Regulatory Authority says that it is fining Merrill Lynch, Pierce, Fenner & Smith, Inc. $2.8M in the wake of certain alleged supervisory failures that the SRO says led to the financial firm billing clients unwarranted fees. [read post]
28 Jun 2012, 8:04 am
This stands in sharp contrast to the Gucci America, Inc. v. [read post]
26 Jun 2012, 3:08 pm
Kaplan has approved a $40 million class action settlement in the residential mortgage-backed securities lawsuit against three individuals who used to be affiliated with Lehman Brothers Holdings Inc. [read post]
18 Jun 2012, 6:53 am
The agents also misled investors into believing that only 1% of their principal would be at risk. [read post]
15 Jun 2012, 2:26 pm
Gupta, former corporate chairman of an international consulting firm and a member of the Boards of Directors of The Goldman Sachs Group Inc. [read post]
15 Jun 2012, 2:26 pm
Gupta, former corporate chairman of an international consulting firm and a member of the Boards of Directors of The Goldman Sachs Group Inc. [read post]
14 Jun 2012, 6:00 am
ResCap and Ally Will Not Challenge Repurchase Claims In Part 1 of this series, we discussed the circumstances leading to the bankruptcy filing of Residential Capital (ResCap) , a residential mortgage loan originator and a subsidiary of Ally Financial Inc. [read post]
31 May 2012, 6:53 am
Stapled Financing In his 2005 Toys “R” Us, Inc. decision, then VC Strine was critical of the decision to allow one of the target board’s financial advisers to offer financing to the winning bidder after the merger agreement was signed. [read post]
