Search for: "Reliance Financial Corporation"
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9 Mar 2018, 3:26 pm
Accredited Investor A company can sell any amount of its securities in reliance on this prospectus exemption if sold to accredited investors, who include: financial institutions; registered advisers or dealers; pension funds; mutual funds selling only under a prospectus or to accredited investors or persons buying at least $150,000.00 of securities ; corporations, limited partnerships, trusts or estates having net assets of at least $5 million; individuals with at… [read post]
6 Mar 2018, 8:18 am
The main observations from the 2017 monitoring exercise include: monitoring universe of non-bank financial intermediation – this measure of all non-bank financial intermediation grew in 2016 at a slightly faster rate than in 2015 to an aggregate $160 trillion; insurance corporations’ and pension funds’ assets have increased since 2009 to $29 trillion and $31 trillion respectively, each now separately representing around 9% of total global… [read post]
6 Mar 2018, 12:00 am
The primary materials for this case may be found on the DU Corporate Governance website. [read post]
5 Mar 2018, 12:51 am
It placed reliance on sections 17 and 39 of the Copyright Act (CA). [read post]
2 Mar 2018, 8:47 pm
These disclosure requirements may impact: (i) risk factors, (ii) management’s discussion and analysis of financial condition and results of operations (MD&A), (iii) description of business, (iv) legal proceedings, (v) financial statement disclosures and (vi) board’s role in risk oversight. [read post]
28 Feb 2018, 4:00 am
It might be suggested that the era of innovation and entrepreneurship which these renowned titles reflect has long-since passed and that, more recently, reliance has been put on corporate deep pockets to acquire innovators, but views will differ on this. [read post]
24 Feb 2018, 12:00 am
The primary materials for this case may be found on the DU Corporate Governance website. [read post]
23 Feb 2018, 8:52 pm
I am delighted to set out below some thoughts on a recently published book on corporate social responsibility (CSR). [read post]
16 Feb 2018, 6:21 am
(University of Toronto), on Thursday, February 15, 2018 Tags: Accountability, Board independence, Board monitoring, Board oversight, Boards of Directors, Corporate culture, Misconduct, Oversight, Risk management Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance Posted by Kara M. [read post]
15 Feb 2018, 4:41 pm
Health plans and insurers, their service providers that act as business associates within the meaning of the Health Insurance Portability & Accountability Act (HIPAA) and employer and other health plan sponsors, fiduciaries, and other management leaders should heed the warnings contained in the new Resolution Agreement (FileFax Resolution Agreement) with former HIPAA business associate FileFax, Inc. announced by the Department of Health & Human Services (HHS) Office of Civil Rights… [read post]
14 Feb 2018, 2:57 pm
This past year was an eventful one in the corporate and securities litigation arena. [read post]
13 Feb 2018, 12:00 am
The primary materials for this case may be found on the DU Corporate Governance website. [read post]
6 Feb 2018, 12:00 am
In reliance on the letter of intent, Plaintiff wired $250,000 to Defendants. [read post]
18 Jan 2018, 7:41 am
The power to regulate broadcasting includes making decisions on the financing of public broadcasting corporations. [read post]
10 Jan 2018, 4:17 pm
The insurer denied coverage for the claim in reliance on the applicable policy’s professional services exclusion. [read post]
10 Jan 2018, 1:30 pm
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
5 Jan 2018, 5:35 am
Among other things, the corporate integrity agreement required by that settlement required 21CO to appoint a compliance officer and take other steps to maintain compliance with federal health care laws. [read post]
2 Jan 2018, 5:08 pm
However, if the federal courts decline to follow the Delaware courts’ lead, federal court merger objection litigation could remain an important corporate and securities litigation phenomenon, representing a significant litigation exposure for companies and for their D&O insurers. [read post]
22 Dec 2017, 6:07 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, December 22, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of December 15-21, 2017. [read post]
19 Dec 2017, 4:00 am
In the absence of financial pressures, library collections and staffs were growing. [read post]
