Search for: "SECURITIES CORP."
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27 Aug 2012, 6:11 am
Connecticut Retirement Plans & Trust Funds and Comcast Corp. v. [read post]
3 Jan 2013, 4:39 am
It is unclear whether the President will issue an Executive Order to create a voluntary set of security standards for major infrastructures, etc. [read post]
15 Mar 2021, 8:05 am
The post Jeffrey Stanga, FMN Capital Corp. [read post]
23 Sep 2009, 4:00 am
The court held that the limited partnership units at issue were “securities” for purposes of the Securities Exchange Act of 1934. [read post]
18 Oct 2019, 4:41 am
ITG Inc., Respondent (FINRA Arbitration Decision)FINRA Fines BNP Paribas Securities Corp. and BNP Paribas Prime Brokerage, Inc. $15 Million for AML Program and Supervisory Failures (FINRA Release)Former Director of Corporate La... [read post]
6 Mar 2021, 10:25 am
Online trading app Robinhood said late Thursday that starting tomorrow it will allow "limited buys" of securities such as GameStop Corp. undefined, AMC... [read post]
9 Jan 2018, 8:12 am
The KeyW Holding Corp., a national security contractor based in Hanover, received a prime position in a five-year federal contract worth at least $182 million. [read post]
29 Aug 2021, 7:48 pm
Secured Mail Solutions LLC v. [read post]
19 Dec 2014, 6:14 am
CardioDx has announced it has secured $35 million in total equity financing. [read post]
2 Apr 2020, 3:03 am
John blogged last week about Corp Fin’s Covid-19 disclosure guidance and this Davis Polk memo takes a look at factors public companies and their underwriters should consider when thinking about a possible securities offering during a blackout period. [read post]
8 Oct 2015, 12:09 pm
If you suffered losses in Yucatan Investments Corp and Resort Holding International Inc and would like to speak to a securities attorney to discuss your litigation options, please call the securities attorneys of The White Law Group at (312)238.9650 for a free consultation. [read post]
17 Feb 2022, 3:30 pm
The Securities and Exchange Commission announced that Seoul-based KT Corporation (KT Corp.) will pay $6.3 million to resolve charges that it violated the Foreign Corrupt Practices Act (FCPA) by providing improper payments for the benefit of government…Read the Full Press ReleaseHave a securities law question? [read post]
29 Dec 2021, 5:35 am
The Securities and Exchange Commission today charged Medallion Financial Corp., a Delaware company headquartered in New York, NY, and its President and Chief Operating Officer, Andrew Murstein of New York, NY, with illegally engaging in two schemes in an…Read the Full Press ReleaseHave a securities law question? [read post]
5 Mar 2018, 1:29 pm
He is currently registered with National Securities Corp in South Norwalk, Connecticut, and has been since April 2009. [read post]
2 Aug 2022, 3:40 am
At the same time, the enhanced review program and the enhanced disclosures in SOX’s wake meant that the SEC could adopt the Securities Offering Reform changes just a few years later, which I think everyone can agree has made things much easier when larger companies want to raise capital. [read post]
10 Aug 2022, 12:25 pm
The Justice Department charged a member of the Iranian Islamic Revolutionary Guard Corps (IRGC) with an attempted plot to murder former National Security Advisor John Bolton. [read post]
4 Mar 2015, 11:19 am
Wyndham Worldwide Corp., in which the district court last April denied Wyndham’s challenge to the Federal Trade Commission’s data security enforcement efforts. [read post]
21 Dec 2011, 6:43 pm
BofA Agrees Record $335M Fair-Lending Deal, Bloomberg, December 21, 2011 Countrywide Will Settle a Bias Suit, New York Times, December 21, 2011 More Blog Posts: Federal Home Loan Banks Say Countrywide Financial Corp Mortgage Bond Investors May Be Owed Way More than What $8.5B Securities Settlement with Bank of America Corp. is Offering, Institutional Investors Securities Blog, July 22, 2011 California Investigating Whether Bank of America & Countrywide… [read post]
20 Apr 2006, 4:01 am
[JURIST] The Minuteman Civil Defense Corps [advocacy website], a private organization of volunteers who patrol US borders, said Thursday that they would begin building a security fence [press release] on land owned by supporters along the US-Mexico border if President Bush doesn't direct the government to do so. [read post]
26 Jul 2010, 8:45 am
Since winning a battle for the contract with rival Microsoft Corp. last year, Google has run into roadblocks at the Los Angeles Police Department, which has strict rules about the way its data is secured. [read post]
