Search for: "STRUCTURED ASSET SECURITIES CORPORATION"
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17 Jan 2020, 8:19 am
CFIUS is an interagency committee chaired by the Secretary of the Treasury and is responsible for screening foreign investments into the United States to determine if they could impair US national security. [read post]
17 Jan 2020, 5:54 am
Peregrine, McDermott Will & Emery LLP, on Saturday, January 11, 2020 Tags: Accounting, Corporate fraud, General counsel, Inside counsel, Management, Misconduct, Oversight, Securities enforcement, Securities fraud, WorldCom Delaware Appraisal Decisions Posted by Gilbert E. [read post]
14 Jan 2020, 1:56 pm
She has also represented private investment fund managers, registered securities broker-dealers and investment advisers on securities offerings, business transactions and regulatory compliance issues. [read post]
9 Jan 2020, 7:53 am
These stressed asset volumes are not the only challenge Prime Minister Narendra Modi will have to face. [read post]
3 Jan 2020, 7:09 am
The post SEC Charges Against GPB Capital Likely On The Horizon appeared first on Securities Arbitration Lawyers Blog. [read post]
1 Jan 2020, 9:16 am
At the first Clio Cloud Conference in 2013, I spoke on the Ethics and Security of Cloud Computing for Lawyers. [read post]
31 Dec 2019, 8:13 am
Those CA RIA s that do not engage an auditor must, among other things, (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets. [read post]
26 Dec 2019, 5:00 am
In another sign of the personal wealth of Ahmad and Assi, OFAC identified Assi’s yacht, the Flying Dragon, as a blocked asset. [read post]
17 Dec 2019, 5:45 am
When corporations make a profit, it is first subject to the corporate income tax, and notably, corporations are not allowed to deduct dividend payments when calculating their taxable income. [read post]
8 Dec 2019, 2:18 pm
From March 2017 until May 2019 Case was associated with FSC Securities Corporation. [read post]
8 Dec 2019, 9:00 am
We guided her through the unauthorized practice of medicine and corporate practice of medicine legal issues. [read post]
6 Dec 2019, 7:10 am
Such registration is straightforward and would require an investor to provide certain details about its business and structure. [read post]
5 Dec 2019, 2:22 pm
That said, the Panel expressly states that it could see no obstacle to the granting of other types of security such as charge or mortgage. [read post]
30 Nov 2019, 9:04 am
The corporation enters into its own contracts, and therefore, it is only the corporation’s assets, and not the assets of its individual stockholders, that are available to pay for judgments and claims of creditors. [read post]
14 Nov 2019, 4:00 am
Banks would be subject to the 0.4 percent tax on assets exceeding €300 million. [read post]
9 Nov 2019, 8:10 am
The shift in assets from actively managed instruments to passive investing strategies is re-shaping both the asset management industry and the structure of corporate shareholding. [read post]
8 Nov 2019, 5:55 am
Griffith (Fordham University), on Tuesday, November 5, 2019 Tags: Derivative suits, Forum selection, Merger litigation, Mergers & acquisitions, PSLRA, Securities litigation, Settlements, Shareholder suits, U.S. federal courts Remarks to the SEC Fixed Income Market Structure Advisory Committee Posted by Jay Clayton, U.S. [read post]
8 Nov 2019, 3:00 am
The end result is a wave of companies with weak corporate governance. [read post]
2 Nov 2019, 10:49 am
The company structured its corporate governance using the discredited dual class voting system that gives insiders (and employees in Cloudflare’s case) 10 times the public’s voting power. [read post]
30 Oct 2019, 8:38 am
The SEC’s guidance on whether digital asset securities are investment contracts, however, is far more detailed than its several statements on market participants such as exchanges and clearing agencies operating in the same space.In its November 2018 Statement on Digital Asset Securities Issuance and Trading, the Division of Trading and Markets along with the Division of Corporation Finance and the Division of Investment Management, expressed… [read post]
