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13 Jan 2016, 5:05 pm
The government response was the enactment of the Securities and Exchange Act of 1934, which created the Securities and Exchange Commission (SEC) and made financial reporting obligatory for public corporations. [read post]
16 Feb 2020, 7:00 am
International Development Finance Corporation (DFC) opened its doors in January. [read post]
12 Apr 2022, 6:15 am
The as-yet unnumbered bill was distributed during a hearing of the House Committee on Financial Services on March 30, 2022: "Oversight of America's Stock Exchanges: Examining Their Role in Our Economy. [read post]
17 May 2024, 5:00 am
Community Financial Services Association of America, Limited __ US ___ (2023) The Bureau’s funding statute satisfies the requirements of the Appropriations Clause. [read post]
23 Feb 2013, 5:00 pm
HTC America Settlement The settlement not onl [read post]
6 Aug 2011, 5:33 am
Unum Life Insurance Company of America, the plaintiff Joan Allred sued Unum for the recovery of long term disability benefits due under her disability insurance plan sponsored by Tenet Healthcare Corporation. [read post]
9 Mar 2022, 9:03 am
Executive Order on Ensuring Responsible Development of Digital Assets MARCH 9, 2022 By the authority vested in me as President by the Constitution and the laws of the United States of America, it is hereby ordered as follows: Section 1. [read post]
14 Sep 2020, 6:27 am
Appelbaum entered the securities industry in 2004. [read post]
8 Sep 2008, 6:38 am
Beyond the need for security of liquidity in mortgage-backed securities to stabilize the world market in the face of our housing crisis, it's all very vague.But there are a few things that seem crystal clear.First, those who have conducted their financial affairs in a prudent and responsible way will pay for those who have not. [read post]
12 Nov 2008, 7:52 pm
The merger was essentially a takeover of the brokerage firm Merrill Lynch by Bank of America. [read post]
17 Dec 2014, 6:00 am
Reward laws give employees a choice: report internally or report through a federally protected channel that can offer real financial security. [read post]
30 Nov 2007, 7:33 am
U.S. companies will be allowed once again to exclude proxy access proposals from their corporate ballots, the Securities and Exchange Commission has decided. [read post]
31 Jan 2011, 12:05 pm
The FSOC has been given great power in a number of areas but the one that causes the most fear in corporate America is their ability to designate entities such as hedge funds, insurance companies and securities firms as “systemically significant. [read post]
7 Mar 2017, 4:28 pm
Nicholas and Kaplan specialize in advising and representing institutional investors in high-profile securities fraud and corporate governance matters in state and federal courts nationwide. [read post]
17 Apr 2013, 1:43 pm
This inverted the whole order, where suppliers were now paid first and secured debtors took the financial hit. [read post]
15 Dec 2009, 2:54 am
Wells Fargo, Citibank and Bank of America sat on their TARP funds. [read post]
20 May 2008, 9:58 am
Layoffs in the financial industry come with almost every downturn. [read post]
26 Mar 2007, 7:06 am
Keable FTI Lexecon, Chicago, IL Michael Keable specializes in securities markets, damages, corporate finance and financial statement analysis. [read post]
29 Aug 2008, 3:28 pm
Lubber, president of the Ceres investor coalition, which has called for greater corporate disclosure of climate risks. [read post]
18 Aug 2022, 1:33 am
Hagen - Banking and Finance Law and Financial Services Regulation Law Thomas D. [read post]
