Search for: "Securities Investor Protection Corporation"
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12 Sep 2022, 6:45 am
Securities and Exchange Commission regarding the Proposed SEC Climate Disclosure Rule. [read post]
12 Sep 2022, 5:04 am
Investor Update (9 September 2022) Nuix Notes Press Speculation Market Release Sydney, Australia – Global software company Nuix (ASX: NXL) notes a media report in The Australian newspaper concerning speculation in relation to potential corporate activity involving the Company and Reveal. [read post]
11 Sep 2022, 9:01 pm
Failure to do so would constitute an abdication of our responsibilities, and an abandonment of the investors who have been harmed in those markets, including through being denied essential disclosures and protections. [read post]
8 Sep 2022, 9:01 pm
Investors deserve to be protected against fraud and manipulation. [read post]
7 Sep 2022, 7:47 am
Did You Invest With National Securities Corporation? [read post]
7 Sep 2022, 7:01 am
VRSPs have no such guarantee for principal protection, and investors can potentially lose all their principal. [read post]
6 Sep 2022, 6:03 am
Daxton White, managing partner of The White Law Group, a national securities fraud, securities arbitration, investor protection and securities regulatory/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
5 Sep 2022, 6:30 am
Related research from the Program on Corporate Governance includes The Illusory Promise of Stakeholder Governance (discussed on the Forum here) by Lucian A. [read post]
4 Sep 2022, 11:00 pm
In his statement supporting the rule changes, SEC Chair Gary Gensler noted the program “has greatly aided the Commission’s work to protect investors. [read post]
1 Sep 2022, 8:35 am
In his statement, Chair Gensler says that the program “has greatly aided the Commission’s work to protect investors. [read post]
31 Aug 2022, 6:31 am
Comment Perspectives ISS Corporate Solutions examined a representative range of comments from investors (both asset owners and managers) and investor groups, such as CalSTRS, BlackRock, The Council of Institutional Investors; non-profits and consumer protection groups, such as As You Sow and Ceres; former SEC chairs and commissioners; legal and academic scholars; corporations, such as Occidental Petroleum, Hewlett-Packard and United Airlines;… [read post]
31 Aug 2022, 6:31 am
Comment Perspectives ISS Corporate Solutions examined a representative range of comments from investors (both asset owners and managers) and investor groups, such as CalSTRS, BlackRock, The Council of Institutional Investors; non-profits and consumer protection groups, such as As You Sow and Ceres; former SEC chairs and commissioners; legal and academic scholars; corporations, such as Occidental Petroleum, Hewlett-Packard and United Airlines;… [read post]
31 Aug 2022, 5:08 am
CrowdStrike Falcon leverages a single lightweight-agent architecture with integrated cloud modules spanning multiple security markets, including corporate workload security, managed security services, security and vulnerability management, IT operations management, threat intelligence services, identity protection and log management. [read post]
30 Aug 2022, 5:01 am
” Nonetheless, the SEC apparently concluded that actual cybersecurity was secondary to informing investors about an ongoing incident—a confounding conclusion that directly threatens cybersecurity throughout the country. [read post]
29 Aug 2022, 1:04 pm
” The governor’s press release quotes him as saying “The leveraging of corporate power to impose an ideological agenda on society represents an alarming trend,” and that “Through the actions I announced today, we are protecting Floridians from woke capital and asserting the authority of our constitutional system over ideological corporate power. [read post]
27 Aug 2022, 6:31 am
Today the Commission adopted a rule that provides investors with information about how corporate executives are paid. [read post]
27 Aug 2022, 6:31 am
Today the Commission adopted a rule that provides investors with information about how corporate executives are paid. [read post]
24 Aug 2022, 9:01 pm
The SEC’s Proposed Rule on Climate-Related Disclosures Federal financial services regulators have made clear their intention to use their regulatory power to protect market participants from alleged abuses relating to ESG. [read post]
19 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, August 13, 2022 Tags: Asset management, Index funds, Institutional Investors, Investment advisers, Investor protection, PCAOB, Retail investors, SEC, Securities regulation Should Your Company Go Private? [read post]
19 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, August 13, 2022 Tags: Asset management, Index funds, Institutional Investors, Investment advisers, Investor protection, PCAOB, Retail investors, SEC, Securities regulation Should Your Company Go Private? [read post]
