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29 Oct 2010, 5:00 am by Jeremy Liles
Under Rule 10b-5 of the Securities Exchange Act of 1934, a plaintiff must allege that the defendant “(1) made misstatements or omissions of material fact, (2) with scienter, (3) in connection with the purchase or sale of securities, (4) upon which the plaintiff relied, and (5) that the plaintiff's reliance was the proximate cause of its injury. [read post]
3 Jun 2007, 7:11 pm
Marin, 669 F.2d 73, 82 (2d Cir. 1982) (same); Garcia, 56 F.3d at 423 (finding that the presence of three law enforcement officers does not lend significant support to a claim of coercion). [read post]
12 Jan 2012, 10:55 am by David Cosgrove
The information provided warned the potential investor that the investment was high-risk, was dependent on fluctuations in the lending and housing market, and was not insured. [read post]
9 Dec 2009, 8:00 am
However, once investors purchased USEC the stock price rose, thereby lending credibility to the Solicitation so Pirate could obtain more payments. [read post]
9 Mar 2020, 4:30 am
A divided Board panel reversed a Section 2(e)(1) refusal to register the mark LEDGERDOMAIN, in standard character form, finding it to be not merely descriptive of software and services in the field of "blockchains, distributed ledgers and peer-to-peer transaction and payment networks. [read post]
6 Jan 2020, 2:12 pm by Silver Law Group
FINRA Prohibits Borrowing From A Customer FINRA Rule 3240, titled “Borrowing From or Lending to Customers,” prohibits brokers from borrowing or lending money to customers unless (1) permitted by the firm (and written firm procedures are followed) and (2) the arrangement falls under certain other exceptions specified by FINRA. [read post]
19 Nov 2010, 5:00 am by Doug Cornelius
Mortgage Lending Practice after the Dodd-Frank Act by Bradley K. [read post]
5 May 2021, 7:06 am by Abby Lemert, Eleanor Runde
Many firms’ lending programs could shrink significantly because the inflows from core payments often fuel the lending done in other businesses, and additional capital requirements will draw down available cash. [read post]
4 Feb 2014, 8:01 pm by Angelo A. Paparelli
  In order to survive the journey on this once-familiar landscape, now we m we must also pay attention to issues related to national security, fraud, politics, economics, various administrative directives, internal agency guidance into the L-1 diet in order to survive. [read post]
29 Oct 2015, 6:18 am by Jodie Herrmann Lawson
Loans secured by dwelling will now be covered by HMDA regardless of purpose. [read post]
12 Aug 2020, 7:31 am by Martin A. Schwartz
Remedies for defaults under loans secured by real property varies on a state-by­-state basis. [read post]
13 Nov 2011, 7:41 pm by Stu Ellis
  There are some lessons being learned that will impact the relationships involving farmers, grain elevators, and the banks that lend to both of them. [read post]
25 Jan 2010, 6:48 am by admin
Now owned 70% or so by Uncle Sam It lent billions trying to jump-start commercial-real-estate, small-business and credit-card lending. [read post]
12 Jun 2020, 6:14 am by Amber Walsh
Private equity funds and other investors should internalize the following six key points to better approach potential target physician practices to secure their next deal: 1. [read post]
26 Sep 2011, 7:48 am by admin
  — just a spot that’s secure, and not inside an apartment. [read post]