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9 Nov 2018, 6:39 am by admin
Brokerage firms also must initiate action to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. [read post]
5 Nov 2018, 9:25 am by Anushka Limaye
Reviews work efforts for areas under span of control to ensure continued support to mission elements of the Board as well as progress and timeliness of products. [read post]
1 Nov 2018, 9:54 am
Friedman (NYT).Here's one of the more interesting comments at the link:Missing: women, 51%, are missing from this analysis and from the famous Stanley Milgram experiment reported. [read post]
1 Nov 2018, 6:00 am by Guest Blogger
The Substitution EffectIn a very thoughtful elaboration of Ryan Calo’s well known claim that robots exhibit social valence, the main Balkinizer himself, Jack Balkin, has made a number of interesting observations about what happens when we let robots and AIs stand in for humans and treat them as such. [read post]
31 Oct 2018, 5:30 am by Guest Blogger
Artificial Intelligence (Amblin / Stanley Kubrick, 2001). https://www.youtube.com/watch? [read post]
29 Oct 2018, 10:49 am by Anushka Limaye
Past speakers include Secretary Madeleine Albright, General Stanley McChrystal, Lt Gen Jim Clapper, Senator Kelly Ayotte, and Admiral Mike Mullen. [read post]
17 Oct 2018, 9:02 pm by Dan Flynn
Rottenberg and Senior Advisor Mary Stanley discussed export issues with Lisa Wallenda Picard and Damon Wells from the National Turkey Federation on Sept.20. [read post]
17 Oct 2018, 9:26 am by Anthony Gaughan
Thus, rather than continuing to champion Warren’s behind-the-scenes maneuvering in Brown uncritically, one might more appropriately view those actions as well-intentioned but ultimately misguided. [read post]
16 Oct 2018, 8:17 am by Andrew Hamm
” Importantly, it seems quite plausible that Chief Justice Earl Warren, had he not felt compelled to placate Justice Stanley Reed — the last holdout for Jim Crow — could have written a more muscular opinion in Brown. [read post]
11 Oct 2018, 10:58 am by ccollins
They are ex-Morgan Stanley broker (MS) Kevin Smith and former Wells Fargo (WFC) brokers Wilfred Rodriquez Jr. and Thomas A. [read post]
10 Oct 2018, 10:44 am by Adam Feldman
Relationship to colleagues One thing we very well might learn about Kavanaugh in his first term is which justice coalitions he is likely to join. [read post]
6 Oct 2018, 1:00 am by Victor Medina
This week on Make It Last, Victor gives details on why a portfolio is not a plan, a newly proposed NJ fiduciary rule, as well as a glimpse as to why NJ has been ranked as the worst tax structure in the nation. [read post]
3 Oct 2018, 3:00 am by John Jenkins
”  Here’s an excerpt: We have a deep and well-developed body of corporate law. [read post]
2 Oct 2018, 5:48 am by Silver Law Group
  Alan Garett   Fidelity Brokerage Services LLC   Ramon Herrera   Wells Fargo Clearing Services, LLC   Mandee Khu   JP Morgan Securities LLC   Chase Investment Services Corp   John Maccoll   UBS Financial Services Inc   Morgan Stanley DW Inc. [read post]
2 Oct 2018, 5:40 am by Silver Law Group
  Robin Lomont   Jeffrey Offen   Craft Capital Management LLC   Salomon Whitney Financial   Shawn Palmer   LPL Financial LLC   Woodbury Financial Services, Inc   Somning Pheth   Wells Fargo Clearing Services, LLC   Wells Fargo Bank NA   Phillip Schreiner   Morgan Stanley   Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
20 Sep 2018, 4:06 pm by INFORRM
Further back still, Stanley Baldwin famously remarked in 1931 that: The newspapers attacking me are not newspapers in the ordinary sense. [read post]