Search for: "State v. Hedge" Results 621 - 640 of 1,291
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6 Dec 2013, 6:21 am by Doug Cornelius
And to compare state exemptions against the prospective federal exemption under Title III of the JOBS Act. [read post]
4 Dec 2013, 9:07 am by Hedge Fund Lawyer
State-registered advisers need to examine their state’s rules to determine who constitutes the “client. [read post]
11 Nov 2013, 1:10 pm by Brian Price
The moving party bears the burden of showing that no claim has been stated, Hedges v. [read post]
29 Oct 2013, 4:13 am by Devlin Hartline
Not All Copyright Owners Can Exploit The Copyright By way of context, the Ninth Circuit’s en banc majority opinion in Silvers v. [read post]
12 Sep 2013, 8:09 am by D. Daxton White
Underlying subaccounts As stated above, the biggest risk of investing in variable annuities (versus fixed annuities) lies in the subaccounts. [read post]
3 Sep 2013, 1:38 am by Kevin LaCroix
: On August 19, 2013, in connection with its entry into a settlement with New York-based hedge fund adviser Phillip Falcone and his advisory firm Harbinger Capital Partners, the SEC for the first time implemented its new policy requiring defendants seeking to settle civil enforcement actions to admit wrongdoing, in contrast to the long-standing practice of allowing defendants to resolve the enforcement actions with a “neither-admit-nor-deny” settlement. [read post]
16 Aug 2013, 10:36 am by Ron Coleman
“Many distinguished leaders in government, academia, science and business are Yale alumni, including three of the past four United States presidents. [read post]
6 Aug 2013, 3:24 pm by Ken White
This is the first in a multi-part series exploring the legal significance of violent online rhetoric by individuals including the vile Bill Schmalfeldt. [read post]
27 Jul 2013, 9:36 pm by James Hamilton
The definition would include natural persons that are U.S. residents as well as corporations, business entities and funds that are organized in the United States or have their principle place of business here. [read post]
26 Jul 2013, 5:17 am by David Oscar Markus
  This time it's a confrontation clause issue in United States v. [read post]
12 Jul 2013, 12:12 pm by Ailyn Cabico
”  However, both of these exemptions require that the fund securities must be offered and sold without any marketing to the public in the United States. [read post]