Search for: "U.S. Commodity Futures Trading Commission"
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24 Jun 2019, 7:19 am
” CFTC Commissioner Brian Quintenz, the point person at the Commodity Futures Trading Commission, also weighed in, noting, “This SEC final rule represents a gigantic leap forward in the harmonization of swap dealer and security-based swap dealer regulations. [read post]
14 Dec 2011, 5:45 pm
Commodity Futures Trading Commission ("CFTC") alleges that Andres recently contacted investors under the guise of confirming the amount to be returned to each investor. [read post]
19 Dec 2010, 10:21 am
At a meeting of the Commodity Futures Trading Commission on December 1, 2010, Chairman Gensler said that the proposed rules on margin requirements should focus only on transactions between financial entities rather than those transactions that involve non-financial end-users. [read post]
13 Sep 2013, 12:00 am
Commodity Futures Trading Commission (CFTC) news release said the agency may make high-speed trading rules stricter.The Environmental Protection Agency (EPA) launched an online tool to make chemical regulatory information more accessible to the public.President Obama nominated David Weil to become the Administrator of the U.S. [read post]
31 Mar 2011, 6:00 am
Foreign currency trading is a highly volatile and risky investment vehicle that is regulated in the United States by the Commodity Futures Commission and the National Futures Association. [read post]
28 Jul 2022, 8:23 am
Any shortfall must be reported immediately to the Commodity Futures Trading Commission. 17 C.F.R. [read post]
29 Jul 2022, 3:30 am
Any shortfall must be reported immediately to the Commodity Futures Trading Commission. 17 C.F.R. [read post]
29 Jul 2011, 7:49 am
The Futures Industry Association, a trade group for futures, options and derivatives firms, has warned the Commodity Futures Trading Commission that rules aimed at reining in speculative trading in commodities “may be legally infirm and, therefore, subject to judicial challenge,” according to WSJ. [read post]
2 Aug 2012, 8:30 am
It would also, among other things, require the Securities and Exchange Commission and the Commodity Futures Trading Commission to conduct cost-benefit analyses on their proposed regulations. [read post]
20 Sep 2012, 7:24 am
In addition to her work on these monumental whistleblower cases, TAF also lauded Kelton’s work in helping to create and set up whistleblower reward programs at the Commodity Futures Trading Commission, the Securities and Exchange Commission and the Internal Revenue Service. [read post]
17 Sep 2009, 12:13 pm
Commodity Futures Trading Commission (CFTC) yesterday that the CFTC had signed a memorandum of understanding with the FSA "to enhance cooperation and the exchange of information relating to the supervision of cross-border clearing organizations. [read post]
5 Jul 2012, 9:30 pm
The Commodity Futures Trading Commission (CFTC) issued a correction detailing modified definitions of terms such as "Swap-dealers" and “Major Security-Based Swap Participant”. [read post]
20 Mar 2024, 8:24 am
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
10 Sep 2007, 9:44 am
Commodity futures trading Klein & Co. [read post]
1 Nov 2022, 8:44 am
The Framework encourages regulators, such as the SEC and Commodity Futures Trading Commission (“CFTC”), to investigate and pursue enforcement actions against illegitimate practices within the cryptocurrency space. [read post]
30 Jul 2012, 7:10 pm
Commodity Futures Trading Commission. [read post]
25 May 2014, 9:30 pm
The China Securities Regulatory Commission (CSRC) and Hong Kong’s Securities and Futures Commission (SFC) recently approved a pilot program that will link the Shanghai and Hong Kong stock exchanges. [read post]
22 Feb 2007, 11:29 pm
The PWG, chaired by the Treasury Secretary and composed of the chairmen of the Federal Reserve Board, the Securities and Exchange Commission, and the Commodity Futures Trading Commission, was formed in 1988 to further the goals of enhancing the integrity, efficiency, orderliness, and competitiveness of financial markets and maintaining investor confidence.The PWG worked with the Federal Reserve Bank of New York and the Office of the Comptroller of the… [read post]
25 Jun 2009, 1:52 am
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06/24/2009
Report: Underpayments to Consumers by the Health Insurance Industry (PDF 408 KB)Prepared by the Majority Staff of the Senate Commerce, Science and Transportation Committee06/24/2009
Speech Delivered by Commodity Futures Trading Commission Chairman Gary Gensler (PDF 132 KB)Remarks as Prepared for Delivery at the Managed Funds Association in… [read post]
7 Jun 2013, 12:00 am
International Trade Commission (ITC) ruled that Apple violated Samsung’s patent for technology to send information wirelessly.The Centers for Medicare and Medicaid Services (CMS) and the U.S. [read post]
