Search for: "U.S. Commodity Futures Trading Commission"
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27 Feb 2017, 3:29 pm
Commodity Futures Trading Commission (“CFTC”), the U.S. [read post]
27 Feb 2017, 3:29 pm
Commodity Futures Trading Commission (“CFTC”), the U.S. [read post]
27 Feb 2017, 3:29 pm
Commodity Futures Trading Commission (“CFTC”), the U.S. [read post]
27 Feb 2017, 3:29 pm
Commodity Futures Trading Commission (“CFTC”), the U.S. [read post]
21 Feb 2017, 2:03 pm
Commodity Futures Trading Commission (the “CFTC“) announced that, between March 1, 2017 and September 1, 2017, it would “not recommend an enforcement action against a swap dealer (SD) for failure to comply with the variation margin requirements for swaps that are subject to a March 1, 2017 compliance date. [read post]
17 Feb 2017, 4:56 pm
The Commodity Futures Trading Commission’s (“CFTC” or “Commission”) Division of Swap Dealer and Intermediary Oversight (“DSIO”) recently issued relief to CFTC-registered swap dealers (“SDs”) from compliance with certain CFTC uncleared swaps margin requirements under two No-Action letters (“NALs”). [read post]
13 Feb 2017, 2:25 pm
Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight issued a time-limited no-action letter providing relief for notice filing failures that relied on certain aggregation exemptions from federal position limit levels. [read post]
10 Feb 2017, 10:40 am
Commodity Futures Trading Commission is undergoing a transformation with the new Trump administration while staying on course with its statutory mission of protecting US commodities and derivatives markets. [read post]
10 Feb 2017, 5:54 am
Piwowar, U.S. [read post]
7 Feb 2017, 1:16 pm
Dodd-Frank Act Established Whistleblower Programs The 2010 Dodd-Frank Act established whistleblower programs for the SEC as well as the Commodity Futures Trading Commission. [read post]
30 Jan 2017, 2:13 pm
Commodity Futures Trading Commission announced an extension for the public comment period for the supplemental proposal for Regulation Automated Trading (Regulation AT). [read post]
23 Jan 2017, 2:42 pm
Commodity Futures Trading Commission (the “CFTC“) approved two rules: one relating to access to swaps data and one relating to disciplinary actions. [read post]
23 Jan 2017, 2:29 pm
Commodity Futures Trading Commission (the “CFTC“) “approved proposed amendments to Regulation 1.31 … [that] … would modernize and make technology‑neutral the form and manner in which regulatory records must be kept, as well as rationalize the rule text for ease of understanding. [read post]
19 Jan 2017, 1:01 am
” The catch-all statute of limitations has also been applied to certain other regulatory agencies, such as the Commodities and Futures Trading Commission (“CFTC”), and Federal Energy Regulatory Commission (“FERC”), as well as the SEC. [read post]
13 Jan 2017, 12:02 pm
Commodity Futures Trading Commission (“CFTC”) shook things up in 2016 with new theories and fresh interpretations of the law. [read post]
4 Jan 2017, 3:55 pm
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the CFTC are required to re-certify their eligibility within 60 days of the calendar year-end. [read post]
20 Dec 2016, 3:17 am
The Commodity Futures Trading Commission has drawn industry ire with a project to crack down on rapid-fire trading firms, which includes a provision that would require the firms grant the CFTC access to their confidential computer source code without a subpoena. [read post]
14 Dec 2016, 7:00 am
While this was certainly expected, it marks the first of many departures to come; also, there are two existing vacancies at the SEC (not counting White), two vacancies on the Federal Reserve Board (Federal Reserve Chair Janet Yellen’s term expires in February 2018), and two vacancies at the Commodity Futures Trading Commission. [read post]
12 Dec 2016, 2:22 pm
Commodity Futures Trading Commission (“CFTC“) unanimously approved to re‑propose rules that implement limits on speculative futures and swap positions. [read post]
12 Dec 2016, 2:19 pm
Commodity Futures Trading Commission (CFTC) unanimously approved proposed rules that establish minimum capital requirements for swap dealers and major swap participants. [read post]
