Search for: "UBS Investment Bank"
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9 Jul 2008, 6:03 pm
Just recently, Massachusetts securities regulators filed a civil fraud lawsuit against investment bank UBS, one of the biggest players in the auction-rate market, alleging that UBS brokers told investors that securities were safe, liquid cash equivalents when, in fact, UBS knew they were not. [read post]
1 Jul 2008, 8:30 pm
Those who have invested should feel free to contact lawyers at SNSFE. [read post]
24 Jun 2008, 8:48 pm
It also has plans to shrink the trading and investment banking divisions by 10 %. [read post]
23 Jun 2008, 12:33 pm
Banc of America Securities expects Merrill Lynch and UBS to write down $3.5 billion and $7 billion respectively in the second quarter and forecast a quarterly loss for the investment banks, Reuters reported. [read post]
20 Jun 2008, 7:55 am
Former UBS Division Director Pleads Guilty to Tax Conspiracy
Daily Business Review
Bradley Birkenfeld pleaded guilty Thursday in a tax conspiracy, saying a large salary and incentives from Swiss banking giant UBS lured him into a scheme to help the bank's wealthiest customers in the U.S. avoid taxes on funds in overseas accounts. [read post]
17 Jun 2008, 5:00 pm
TCI originally entered into equity swap agreements with seven different banks and investment banks, including Citigroup, Credit Suisse, Deutsche Bank, Goldman, Merill, Morgan Stanley and UBS. [read post]
16 Jun 2008, 6:06 pm
The investment bank reportedly advised them of the pending problems at least three months before all trading ended. [read post]
16 Jun 2008, 4:39 pm
Any investment bank that refuses to execute such a customer request may be violating FINRA rules. [read post]
13 Jun 2008, 4:55 pm
Attorneys at SNSFE continue to investigate the role of investment banking firms,  such as UBS, in the marketing and sale of  auction-rate securities to investors. [read post]
6 Jun 2008, 1:34 am
When Paramax refused, UBS sued. [read post]
3 Jun 2008, 2:21 pm
He currently serves as a vice president at UBS AG, a colossal, Swiss-owned investment bank, the post, no doubt, a thank you for assiduously looking out for Wall Street interests during his 23 years in public office. [read post]
20 May 2008, 4:25 am
Citing unnamed sources, the paper said that Bob Diamond, the head of Barclays’ investment bank unit, is thought to have looked at both Lehman Brothers and UBS in the past few weeks. [read post]
15 May 2008, 6:50 am
Investment banks will no longer play matchmaker between parties. [read post]
14 May 2008, 1:46 pm
UBS filled in several top positions in its investment bank, as the troubled Swiss giant rebuilds that operation under ex-Morgan Stanley executive Jerker Johansson. [read post]
12 May 2008, 3:33 pm
As reported by Forbes.com, the Swiss banking giant confirmed that it has entered into an agreement with the State of Massachusetts to return the amount of the investments. [read post]
11 May 2008, 7:38 pm
According to a UBS spokesperson, the investment bank agrees that the auction-rate securities investments are not in fact permissible under this law. [read post]
9 May 2008, 8:09 am
Advisors from Swiss investment bank UBS are consulting with Norilsk management on the merits of the Metalloinvest offer, Russian press reports say. [read post]
8 May 2008, 3:11 pm
Consider that on May 6, 2008 UBS, Switzerland's largest bank, on Tuesday reported a first-quarter net loss of 11.5 billion Swiss francs, driven by a $19.5 billion write down tied to U.S. real estate and structured credit. [read post]
8 May 2008, 3:07 am
In Going beyond Greek letters in Livemint, Amol Agrawal flags the issue by giving the example of the UBS annual report that was sent to its shareholders:"Swiss bank UBS AG has recently released a report where it has tried to explain to shareholders what went wrong in the subprime crisis. [read post]
7 May 2008, 3:18 pm
UBS had already eliminated 1,500 jobs in its investment banking unit at the end of 2007. [read post]
