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9 Dec 2009, 6:55 am
Incorporated, Goldman Sachs & Co., Bear Stearns Companies, Inc., Bank of America Securities LLC, Bank of New York, Citigroup Inc., Credit Suisse (USA) Inc., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and UBS Financial Services, Inc. [read post]
27 Aug 2015, 5:01 am
UBS Securities, LLC, 770 F.3d 1010 (2d Cir. 2014), where it wasn’t just the removing defendant claiming substantiality, but also the relevant government agency. [read post]
Justia lists 6,711 LawBlogs in 75 subcategories. One subcategories sets out 274 "New York LawBlogs."
12 Jul 2012, 8:46 am
By Nissenbaum Law Group, LLC. [read post]
10 Oct 2023, 4:44 pm
UBS Securities LLC, he represents the defendant, an investment banking firm in a case brought under the Sarbanes-Oxley Act alleging retaliation against a whistleblower. [read post]
28 Sep 2010, 5:08 am
Craig had a contentious working relationship with Emanuel on issues of national security, as has Holder. [read post]
17 Jun 2024, 9:05 pm
CCP ICE Clear Credit LLC, but 75 percent of client gross exposure in the single-name market remained uncleared at the end of December 2020. [read post]
9 Feb 2024, 12:46 pm
UBS Securities, LLC. [read post]
5 Jan 2015, 10:00 pm
Image Isn’t Everything, Court Says, Denying Plaintiff’s Request for Imaging on Defendant’s Hard Drives: In Design Basics, LLC. v. [read post]
12 Dec 2017, 4:36 pm
Is the ICO Offering Securities for Sale to the Public? [read post]
3 Oct 2023, 9:01 pm
According to the SEC, shortly before a securities offering, the Company issued two press releases saying that a screening test that it had developed could be used by consumers to detect COVID-19. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
9 Dec 2015, 6:50 am
The rumblings began shortly after the industry First Amendment victory over the FDA in Amarin Pharma, Inc. v. [read post]
17 Feb 2018, 12:00 am
Click below to read the full transcript… Announcer: Welcome to “Make It Last,” helping you keep your legal ducks in a row and your nest eggs secure, with your host Victor Medina, an estate planning and elder law attorney and certified financial planner. [read post]
6 Aug 2019, 11:00 pm
This family has just about $2,000 gross Social Security income. [read post]
25 Feb 2010, 10:57 am
Click Here UB pays federal fine for PCB transformer problems. [read post]