Search for: "United States Securities and Exchange Commission"
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1 Feb 2023, 9:01 pm
Before 1929, all securities markets in the United States were private and thus, dark. [read post]
1 Feb 2023, 7:49 am
The panel lead by the Treasury Department called the Committee on Foreign Investment in the United States. [read post]
1 Feb 2023, 6:34 am
Last year, Sequoia announced the firm had registered as an investment adviser with the Securities and Exchange Commission (“SEC”). [read post]
31 Jan 2023, 2:38 pm
The essay first situates the CSOE within the political ideology of its home state. [read post]
31 Jan 2023, 10:14 am
On January 30, 2023, the United States Securities and Exchange Commission (“SEC”) published a Risk Alert including its observations from Broker-Dealer Examinations Related to Regulation Best Interest (“Reg BI”). [read post]
31 Jan 2023, 5:16 am
Still the Budapest Convention has been adopted by 68 states, including 23 that are not in the Council of Europe (including the United States). [read post]
31 Jan 2023, 3:25 am
Mutual funds that concentrate investments in a particular sector, industry, business, state, or country other than the United States would remain subject to the rules. [read post]
29 Jan 2023, 9:05 pm
Securities and Exchange Commission (SEC) proposed an extensive climate reporting rule in 2022. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
27 Jan 2023, 9:05 pm
Securities and Exchange Commission (SEC) proposed updated ESG reporting guidelines that would impose disclosure requirements for corporations that undertake ESG endeavors. [read post]
27 Jan 2023, 1:36 pm
Securities and Exchange Commission as well at the FTC and DOJ. [read post]
27 Jan 2023, 9:49 am
Data Protection Commissioner (commonly known as “Schrems I”), the court invalidated the Safe Harbor self-certification framework that U.S. companies had been using to conduct data transfers from the EU to the United States.[8] Almost immediately after the court issued the Schrems decision, the European Commission and the U.S. [read post]
27 Jan 2023, 7:01 am
Securities and Exchange Commission as well at the FTC and DOJ. [read post]
26 Jan 2023, 7:45 pm
” From the States and Municipalities Arizona – Voter Fraud Unit in Arizona Will [read post]
25 Jan 2023, 9:01 pm
The United States cannot take its remarkable capital markets for granted. [read post]
25 Jan 2023, 6:31 am
Securities and Exchange Commission. [read post]
25 Jan 2023, 6:31 am
Securities and Exchange Commission. [read post]
24 Jan 2023, 3:26 pm
Employers and their hiring agents should review the updated Equal Employment Opportunity Commission (EEOC) resource on Americans with Disabilities Act (ADA) requirements for workplace accommodation of job applicants and employees who are deaf or hard of hearing or have other hearing conditions. [read post]
24 Jan 2023, 1:32 pm
With limited exceptions, it would cover everyone in the United States. [read post]
23 Jan 2023, 6:52 pm
The US Securities and Exchange Commission (SEC) Monday settled with Bloomberg Finance L.P. over claims that the company made misleading disclosures relating to its paid subscription service BVAL, which provides daily pricing for over 2.5 million securities to more than 1,300 financial institution customers. [read post]
