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6 Jan 2012, 2:00 am
Because the minority shareholder only owns shares in the parent corporation organized under the laws of Spain, the Chancery Court properly considered whether it had standing to bring a derivative claim under Spanish law. 5) Wall Street Journal: SEC Charges Adviser in Social-Media Scam – This article discusses the recent charge by the Securities and Exchange Commission against an Illinois-based investment adviser with offering to sell more than $500 billion… [read post]
8 Jul 2010, 6:23 am
On June 25, 2010, a House and Senate conference committee negotiating the blueprint for the reform of the U.S. financial system agreed on text of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”). [read post]
27 Sep 2016, 3:22 am
Here’s an excerpt from this “D&O Diary Blog” about how few companies are disclosing cybersecurity & data breach incidents in their SEC filings (which could be a concern for investors – and for D&O underwriters): According to a September 19, 2016 Wall Street Journal article entitled “Corporate Judgment Call: When to Disclose You’ve Been Hacked,” nothwithstanding the long-standing SEC disclosure guidelines, companies are… [read post]
30 Aug 2007, 8:31 pm
A recent conversation with an in-house counsel for a privately-held financial institution spurred me to unearth a brief article (paid subscription required) from last fall by Wall Street Journal reporter Ashby Jones, who writes on issues related to the practice of law, particularly those related to the problems encountered by lawyers in trying to balance being a lawyer with being a human being, one who must live in a world of non-lawyers. [read post]
8 Aug 2022, 2:29 pm
The hot topic in the financial press, the corporate world, and the legal arena these days is “ESG. [read post]
8 Oct 2009, 9:34 am
Banking regulators at the Federal Reserve are plainly worried that banks with heavy commercial real estate loans are poised to collapse, according to an October 7th article in the Wall Street Journal, "Fed Frets About Commercial Real Estate," by Lingling Wei and Maurice Tamman. [read post]
29 Mar 2011, 7:11 am
Beyond such international exploits, the company prospered by digging up corporate dirt for Wall Street’s investment banks, brokerage houses, and law firms. [read post]
30 Jul 2010, 8:00 am
The Act expands whistleblower protection to employees of subsidiaries or affiliates whose financial information is included in the consolidated financial statements of a publicly traded company and to employees of nationally recognized securities rating organizations (“NRSROs”) where the NRSRO may have uncovered such information about an issuer but (for any reason) chooses not to make it public.73 The Act also provides for monetary awards to whistleblowers74 and extends… [read post]
15 Nov 2011, 12:20 pm
After closed-door 2008 meetings in which Fed chairman Ben Bernanke briefed Congress on the gravity of the financial collapse, some lawmakers dumped their own stockholdings or even placed bets that the market would fall. [read post]
18 Oct 2023, 7:44 am
According to a report from the Wall Street Journal, this has led many small businesses to file for bankruptcy under Subchapter V, a newer provision in federal bankruptcy code that makes it easier for financially struggling businesses to restructure. [read post]
24 Sep 2010, 12:55 pm
Source: The Wall Street Journal [read post]
26 Oct 2011, 8:37 am
How the Legal System Was Deep-Sixed and the Occupy Wall Street Swept The Land By Glenn Greenwald, cross-posted from TomDispatch As intense protests spawned by Occupy Wall Street continue to grow, it is worth asking: Why now? [read post]
23 Jan 2012, 12:05 pm
The Wall Street Journal reported recently that Eastman Kodak filed for bankruptcy with a goal of cutting back on what it owes retirees and forcing large technology companies to pay to use its patents. [read post]
23 Aug 2021, 4:26 pm
This is particularly important in the context of the operation of financial markets. [read post]
13 May 2010, 10:51 am
Manhattan, home to Wall Street and other global institutions, has always viewed itself as the center of the financial universe in terms of growth, management and even fraud. [read post]
7 May 2010, 7:15 am
Gonzalez and other accomplices then used the code to siphon more than 100 million credit- and debit-card numbers from TJX’s corporate network. [read post]
17 Feb 2016, 11:13 am
According to a recent Wall Street Journal article, the Fraud Section is developing a “certification process” whereby companies finalizing settlements with the department will have to certify to this disclosure. [read post]
6 Sep 2017, 7:39 am
Luetkemeyer), the “Systemic Risk Designation Improvement Act of 2017” This bill seeks to amend the definition of “systemically important financial institutions” that are subject to enhanced regulatory standards under Title I of The Dodd–Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
30 Aug 2015, 9:49 pm
According to a Wall Street Journal piece: High-profile data breaches have ignited debates about whom the CISO should report to. [read post]
10 Aug 2010, 10:26 am
”Bainbridge also points to other scholarly work and some recent coverage in the media, such as the Washington Post, which suggest (though do not prove) that such activity continues today.As reported by the Wall Street Journal in May, a bill that would require faster disclosure on lawmakers’ trading activities and prohibit them from trading in the securities of companies that have “pending or prospective legislative action”–the … [read post]
