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12 Oct 2018, 2:58 am by Walter Olson
[Charles Calomiris, Cato Journal] Tags: Africa, banks, Bill Lerach, California, corporate governance, regulatory retaliation, rule of law, Wall Street [read post]
10 Oct 2018, 7:37 pm by Joel A. Webber
Last year the Wall Street Journal recounted how — eight years earlier — the Mayo Clinic’s heart surgeons had asked for two more operating rooms to meet skyrocketing demand. [read post]
10 Oct 2018, 12:40 pm by Kevin LaCroix
Meanwhile the Wall Street Journal and the Washington Post are reporting that Google hid the Google+ API defect from shareholders and others for fear of regulatory examination, Congressional inquiry and other negative ramifications. [read post]
10 Oct 2018, 10:31 am
” In turn, activists have sought to enhance their profile among governance professionals, passive institutional investors and ESG-oriented investors, e.g., JANA Partners’ “impact investing” fund which has partnered with CalSTRS to request that Apple address overuse of its devices among youth, and Elliott Management’s “Head of Investment Stewardship” position, highlighted in an October 8, 2018 Wall Street Journal article. [read post]
5 Oct 2018, 1:39 pm by zamansky
After all, Wall Street banks nearly led to the  collapse of the global financial system. [read post]
2 Oct 2018, 5:44 am by Silver Law Group
According to FINRA Disciplinary actions for September 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Heath Bowen   Allegis Investment Services, LLC   Signator Financial Services, Inc   William Eaton   LPL Financial, LLC   Wells Fargo Advisors, LLC   Yosef Fox   Ditto Trade, Inc   Web Street… [read post]
27 Sep 2018, 6:55 am by Colby Pastre
The lower corporate tax rate drives the long-run economic growth expected from the TCJA. [read post]
11 Sep 2018, 10:55 am
We can achieve the objectives of The New Paradigm and the objectives of corporate managers who want to be able to operate free of Wall Street’s focus on short-termism and free of attacks, and threats of attacks, by activist hedge funds. [read post]
4 Sep 2018, 3:35 pm by Kevin LaCroix
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
4 Sep 2018, 2:00 am by Mark Weidemaier
However, as the Wall Street Journal notes, PDVSA doesn’t want to do that; possibly it can’t. [read post]
29 Aug 2018, 4:23 pm by Kevin LaCroix
In a Wall Street Journal article last fall, Sara Randazzo noted that “Competing litigation-finance firms have raised and deployed hundreds of millions of dollars more in recent months. [read post]
27 Aug 2018, 12:27 pm by Jesse Tyner Moore
Although this particular law was only enacted in 2010 as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, it codified the Supreme Court’s 1996 ruling that states may regulate national banks if “doing so does not prevent or significantly interfere with the national bank’s exercise of its powers. [read post]
25 Aug 2018, 1:00 am by Victor Medina
Then, late last month, the Wall Street Journal also reported that four Wells Fargo advisors had sent a letter to the Justice Department and the SEC, which is the Securities and Exchange Commission, essentially detailing long‑standing problems. [read post]
24 Aug 2018, 8:55 am by NICOLE MCMILLAN
In May of 2013, Todd Newman and Anthony Chiasson were convicted in Federal District Court for the Southern District of New York (with jurisdiction over Wall Street) of conspiracy to commit insider trading and insider trading. [read post]
19 Aug 2018, 2:50 pm by Kevin LaCroix
  The Wall Street Journal reported that the business leaders President Trump consulted included outgoing PepsiCo CE Indra Nooyi, whom he consulted in a meeting with  corporate executives at Mr. [read post]
15 Aug 2018, 3:03 pm by zamansky
Jakab’s article took the Wall Street analysts to task over their feeble conduct regarding CBS on the earnings call. [read post]
10 Aug 2018, 3:00 am by John Jenkins
Lease Accounting: Things Are Looking Sort of Grim When we last updated you about the status of implementation efforts for FASB’s new lease accounting standard, nobody was ready, Wall Street analysts didn’t care, but the SEC very much did. [read post]
8 Aug 2018, 7:25 am by Sarah Harrington
In 2010, in response to the financial crisis of 2008, Congress enacted the Dodd-Frank Wall Street Reform Act and Consumer Protection Act. [read post]