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19 Feb 2021, 7:40 am
Justin Harris Morgan Stanley Wells Fargo Advisors, LLC Eric Roark Ameriprise Financial Services, LLC Oppenheimer & Co. [read post]
15 Feb 2021, 12:49 pm
” Earlier in his career, he was reportedly affiliated with Wells Fargo Clearing Services in St. [read post]
12 Feb 2021, 12:20 pm
Wells Fargo Investments, LLC (2005) 129 Cal.App.4th 719, 732, disapproved of on other grounds in Kibler v. [read post]
11 Feb 2021, 8:10 am
., and Wells Fargo Co. [read post]
10 Feb 2021, 2:00 am
Just ask companies like Amazon, Wells Fargo, and Target, which are all being hit with multimillion-dollar lawsuits for incorrectly screening job applicants.1 Companies that thoughtlessly outsource their preemployment screening to under-qualified background screening agencies can end up endangering their employees, their finances, and their reputations. [read post]
5 Feb 2021, 9:42 am
Through the arrangement, the two swapped tax benefits, generating enormous US foreign tax credits for Wells Fargo. [read post]
3 Feb 2021, 5:30 am
One of the most well known examples of such crossover is William Howard Taft. [read post]
2 Feb 2021, 5:09 pm
Wells Fargo Bank, N.A., No. [read post]
1 Feb 2021, 2:02 pm
Kevin Schaefer (Kevin Joseph Schaefer CRD:# 1286030) is a registered broker and investment advisor currently employed with Wells Fargo Clearing Services, LLC (CRD#: 19616) of San Francisco, CA. [read post]
28 Jan 2021, 9:34 am
., and Wells Fargo Co. [read post]
27 Jan 2021, 8:13 am
Its executive board is a who’s who of Big Banks, including the Chief Executive Officers of Bank of America, BYN Mellon, Citigroup, Wells Fargo, JP Morgan Chase, Comerica Bank, and Barclays. [read post]
22 Jan 2021, 10:36 am
Wells Fargo & Co. 20-866Issues: (1) Whether, under Fifth Third Bancorp v Dudenhoeffer, fiduciaries of an employee stock ownership fund are effectively immune from duty-of-prudence liability for the failure to publicly disclose inside information; and (2) whether Dudenhoeffer’s framework extends beyond prudence-based claims and applies to duty-of-loyalty claims against ESOP fiduciaries. [read post]
21 Jan 2021, 7:12 am
Earlier in 2020, the SEC had resolved a similar charge against Wells Fargo resulting in a $35 million fine. [read post]
20 Jan 2021, 8:30 am
Wells Fargo requested $3 million in compensatory damages; fees, costs and expenses and other relief. [read post]
19 Jan 2021, 8:16 am
., Wells Fargo Clearing Services LLC and is currently working for Raymond James & Associates, Inc. [read post]
16 Jan 2021, 12:59 pm
Well Fargo is exiting the student loan business. [read post]
15 Jan 2021, 1:48 pm
Wells Fargo – As part of a gargantuan $3 billion joint settlement with the federal government, Wells Fargo paid the SEC $500 million to resolve allegations that it misled investors, opened fake accounts for unknowing customers, and sold customers unnecessary products that went unused. [read post]
15 Jan 2021, 9:47 am
Anzaldo would be in peril if Wells Fargo changed its policy of not automatically repossessing the cars of bankruptcy debtors. [read post]
14 Jan 2021, 12:09 pm
These 2020 recoveries are the latest in a long line of enforcement actions against Wells Fargo. [read post]
14 Jan 2021, 9:14 am
Wells Fargo to Pay $40m to Resolve Overbilling SuitLaw360 – January 12, 2021 (subscription required) Wells Fargo Merchant Services LLC has agreed to pay up to $40 million in a settlement to end claims by small businesses that it overcharged them and hit them with early termination fees, according to a motion filed Tuesday. [read post]
