Search for: "Wells Fargo Financial Inc" Results 621 - 640 of 668
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30 Oct 2009, 8:29 am by Brett Alcala
Pingping Shu (aka Carol Shu) formerly of Wells Fargo Investments in Camarillo, California, was barred from association with any FINRA member in any capacity for 30 days for allegedly copying and pasting customer signatures on client forms without their authorization and consent. [read post]
1 Oct 2009, 5:48 pm by admin
Click Here Charleswood, Inc. to resolve Clean Water Act violations at West Fargo, N.D. residential development. [read post]
2 Sep 2009, 7:46 am
The problems at Merriman Curhan Ford Group Inc. were the talk of San Francisco's financial community when it broke in June 2008. [read post]
25 Jul 2009, 12:54 pm
Both defendants were financial advisors in Norfolk who left Bank of America in March to join Wells Fargo Advisors. [read post]
24 Jul 2009, 11:35 am
The two bank's sell securities through Wells Fargo Investments and WM Financial Services, which is now doing business as Chase Investment Services. [read post]
9 Jul 2009, 3:05 am
Both Byrd and Harris resigned from Bank of America (BOA) to join Wells Fargo Advisors, formerly known as Wachovia Securities, LLC ("Wachovia"). [read post]
18 May 2009, 5:00 am
Kovacevich serves on the boards of Wells Fargo & Company, Cargill, Inc., and Cisco Systems, Inc. [read post]
29 Apr 2009, 4:19 pm
As of April 28, the Making Home Affordable website listed the following servicers as having executed HAMP contracts: Bank of America, N.A.; Chase Financial LLC; CitiMortgage, Inc.; Countrywide Home Loans Servicing LP; GMAC Mortgage LLC; Home Loan Services, Inc.; Ocwen Financial Corporation, Inc.; Saxon Mortgage Services; Select Portfolio Servicing; Wells Fargo Bank, N.A.; and Wilshire Credit Corporation. [read post]
28 Apr 2009, 11:04 am
"Several financial-service companies that issued auction-rate debt have agreed to repurchase billions of dollars of the devalued securities to settle claims by regulators that they defrauded investors.Last month, Wachovia Corp., which Wells Fargo acquired last year, agreed to repurchase $1.5 billion of the securities from California investors in a settlement with the state Department of Corporations that also included a division of Citigroup Inc. [read post]
7 Apr 2009, 5:53 am
    866 794 80444 ext 5944 Saxon Mortgage Services   - 888-325-3502 (Delinquent) 800-594-8422 (not delinquent) Phone 1: 262-502-6724 Phone 2: 817-665-6537 Phone 3: 414-278-8068       Select Portfolio Services   888-349-8968 Loan Resolution Department: 888-818-6032 Fax: 801-293-3936 Web:  http://www.spservicing.com   Sun Trust Mortgage (800) 634-7928 US Bank (800) 365-7900 Wachovia Bank (866)… [read post]
4 Apr 2009, 10:10 am
Amongst the financial institutions that are thus not subject to the PCA are JP Morgan Chase, Citigroup, Bank of America, Wells Fargo HSBC, Goldman Sachs, Morgan Stanley. . . . [read post]
9 Feb 2009, 3:09 pm
Various companies, including Citigroup Global Markets Inc., Wells Fargo Securities, LLC, Bank of America Securities LLC, Merrill Lynch & Co. [read post]
4 Feb 2009, 12:50 am
The case is similar to a purported class action against Countrywide and its appraisal subsidiary LandSafe Inc. filed in federal court in Washington state on Jan. 12. [read post]
23 Dec 2008, 1:15 pm
Five other financial companies that got a combined $120 billion in government cash injections — Citigroup Inc., Wells Fargo & Co., Bank of America Corp., JPMorgan Chase & Co. and Morgan Stanley — all own aircraft for executive travel, according to regulatory filings earlier this year and interviews. [read post]
16 Dec 2008, 2:00 pm
As the Deal pointed out, Wachtell may have conflicted itself out when it represented Wells Fargo in its deal for Wachovia. [read post]