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20 Mar 2019, 5:16 pm by Mark Astarita
  FACT SHEETSecurities Offering Reform for Closed-End Investment CompaniesMarch 20, 2019ActionThe Commission is proposing rule and form amendments to allow business development companies and registered closed-end funds (collectively, “affected funds”) to use the registration, offering, and communications reforms the Commission adopted for operating companies in 2005. [read post]
20 Mar 2019, 2:51 pm by Mark Astarita
The Securities and Exchange Commission today voted to adopt amendments to modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies. [read post]
20 Mar 2019, 12:05 pm by Paul Caron
Taking a “voluntary separation or retirement" offer would pay a faculty member 100 percent of 2019-20 base... [read post]
20 Mar 2019, 11:18 am by Renae Lloyd
Dudley Stephens – Coastal Equities – New York, NY According to publicly available FINRA records, former financial advisor Dudley Stephens has disclosed a pending customer complaint on February 20, 2019. [read post]
20 Mar 2019, 11:01 am by Kevin Kaufman
 This may cause investors to look for other countries in order to invest in more competitive conditions. [read post]
20 Mar 2019, 10:42 am by Brett Trout
Holmes also brought in investors who, after investing large sums of money into Theranos, had a large incentive to convince new investors to invest even more money, thereby dramatically increasing the valuation of their initial position. [read post]
20 Mar 2019, 10:00 am by Site Admin
As opposed to 20 or 30 years ago, today, retirement planning is much more prevalent, because pensions are becoming scarce or are scarce. [read post]
20 Mar 2019, 9:47 am by George Ticoras, Esq.
On March 20, Bethlenfalvy tweeted centralizing government procurement will save $1 billion a year, make it easier and more efficient to deliver services to the people, and allow the province to invest in other core public services like healthcare and education. [read post]
20 Mar 2019, 8:43 am by Anthony Bareno
Although your LLC will provide you with limited liability (assuming you have maintained it properly), it is a good practice, and in your, and the other members of your LLC’s, best interest to invest in a good commercial general liability insurance policy. [read post]
19 Mar 2019, 9:05 pm by Edward Hale
The Plant Based Food Association claims that any attempt to enforce labeling standards would violate its members’ free speech rights, and instead of stifling the industry’s growth, FDA should promote and invest in the growing market of plant-based milk alternatives. [read post]
19 Mar 2019, 5:20 pm by INFORRM
In the long term, platforms need to keep investing in content moderation and developing advanced systems which integrate human checks with machine learning. [read post]
19 Mar 2019, 9:52 am by Kevin Kaufman
Changes to the individual income tax, especially to top marginal rates, can affect a business’s incentives to invest, hire, and produce. [read post]
Yet, despite his or her credentials and achievements, that transformational talent on paper could still sink your goals and investment if misaligned with your culture or desired leadership style. [read post]
18 Mar 2019, 4:43 am
 The outline of the FIL Chapter 1: General Provisions (Articles 1 - 8) Chapter 2: Investment Promotion (Articles 9 - 19) Chapter 3: Investment Protection (Articles 20 - 27) Chapter 4: Investment Management (Articles 28 - 35) Chapter 5: Legal Responsibility (Articles 36 - 39) Chapter 6: Supplementary Provisions (Articles 40 - 42) ‘3 become 1’ The FIL will take effect on 1 January… [read post]
15 Mar 2019, 11:56 am by Sam Brunson
[fn2] That is, a 20% long-term capital gain rate and a 3.8% net investment income tax rate. [read post]
15 Mar 2019, 8:34 am by blasslaw
The cost for this financial responsibility certificate may be anywhere from $20 to $100 per month. [read post]
15 Mar 2019, 8:34 am by blasslaw
The cost for this financial responsibility certificate may be anywhere from $20 to $100 per month. [read post]