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6 Mar 2011, 1:20 pm
Plus many more speakers from companies such as Kenmare Assignment Company, First Capital, Liberty Mutual, Synergy Settlement Services, Sequence Media Group and others. [read post]
6 Mar 2011, 1:20 pm
Plus many more speakers from companies such as Kenmare Assignment Company, First Capital, Liberty Mutual, Synergy Settlement Services, Sequence Media Group and others. [read post]
4 Mar 2011, 12:00 pm
"By partnering with EDC, we can expand our services to the farmers we work with and provide the opportunity to develop financial management courses that are culturally appropriate and tailored to their specific business needs. [read post]
3 Mar 2011, 4:29 pm
Becker’s financial interests.Mr. [read post]
3 Mar 2011, 9:14 am
Kobayashi, a financial advisor working in the Walnut Creek, California, office of UBS Financial Services LLC. [read post]
2 Mar 2011, 5:52 am
According to reports, the victim was an 89 year old widow who was taken advantage of by her financial advisor and the advisor’s husband. [read post]
1 Mar 2011, 10:40 am
., which later became Chase Investment Services LLC. [read post]
26 Feb 2011, 6:56 pm
The flurry of comments that this decision has generated in the short time since the decision was issued includes commentary on the following sites: The Deal Professor, ProfessorBainbridge.com, The Harvard Law School Forum on Corporate Governance and Financial Regulation (in a post authored by Martin Lipton), The Conglomerate, Lucian Bebchuck and the Dealpolitik, just to name a few. [read post]
25 Feb 2011, 1:32 pm
As DB Climate Change Advisors demonstrated in its own recent report on this issue, Investing in Climate Change 2011, greater transparency and better information from companies is essential to enable them to assess the risk effectively. [read post]
25 Feb 2011, 1:27 pm
" Doctors, dentists, accountants, advertising agencies, financial and wealth management advisors, management consulting firms--just to consider sectors of the professional services industry arguably analogous to ours--never bill by the hour. [read post]
23 Feb 2011, 9:30 am
It appears to have been intended primarily to regulate financial advisors to municipalities that have not been previously regulated. [read post]
23 Feb 2011, 1:11 am
The report will also be extremely helpful to advisors helping people threatened by mortgage repossession, and should be on the desk (or rather the computer screen) of every financial and CAB advisor. [read post]
22 Feb 2011, 11:20 pm
Stamer has counseled, represented and trained employers and other employee benefit plan sponsors, plan administrators and fiduciaries, insurers and financial services providers, third party administrators, human resources and employee benefit information technology vendors and others privacy and data security, fiduciary responsibility, plan design and administration and other compliance, risk management and operations matters. [read post]
22 Feb 2011, 8:11 am
The CFPB team is also preparing to carry out the Dodd-Frank requirement that it assess the impact of its regulations on small financial service providers. [read post]
22 Feb 2011, 1:45 am
The eMigrate system will begin in a couple of months and will be implemented in phases over three years," said KN Shrivastava, additional secretary and financial advisor, Ministry of External Affairs. [read post]
18 Feb 2011, 8:58 am
The Legal Brat Blawg: Financial Times GC Tim Bratton’s new entry, another must-read from the UK, has a journalistic edge rare in legal blogs. [read post]
17 Feb 2011, 8:48 am
Financial Services Authority (FSA) recently banned commissions for advised sales of retail investments and released proposals which would require advisors to explain why a product is better than a cheaper alternative. [read post]
16 Feb 2011, 11:47 am
Rather, the board is maintaining the status quo, running the company for the long-term, and consistently showing improved financial results each passing quarter. [read post]
15 Feb 2011, 9:19 am
Law Lessons from ADVISORS FINANCIAL CENTER, L.L.C. v. [read post]
15 Feb 2011, 8:40 am
The podcast that you have been listening to has been provided as an information service. [read post]