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28 Jan 2011, 9:46 am
As a Registered Financial Advisor (RFC) in addition to being an estate planning attorney and CPA, Dean independently runs Hedeker Wealth Management, which allows the Hedeker & Perrelli, Ltd. family (including Smarter Will™ and Cut Your Tax) to offer comprehensive tax planning, estate planning and investment management services, all in one center. [read post]
SEC and CFTC Propose Joint Form for Hedge Fund Advisers and CPOs to Report Systemic Risk Information
26 Jan 2011, 3:53 pm
Also, in formulating this proposal, the Commission collaborated with the U.K.'s Financial Services Authority and other members of the International Organization of Securities Commissions. [read post]
26 Jan 2011, 2:10 am
It describes its business in court filings as "a leading business to business media and information provider for the insurance, investment, and professional services markets. [read post]
26 Jan 2011, 12:54 am
The recent warnings from the FDIC about the financial condition of many midsized banks, coupled with the initiation of securities class actions against several regional banks at the end of 2010, suggests that investors have not yet learned the full truth about the reckless lending and loan management practices of the banks in which they have invested. [read post]
24 Jan 2011, 5:04 pm
Of course, there also will be no shortage of opportunities for financial services industry trade associations to weigh-in on issues of importance to their memberships. [read post]
24 Jan 2011, 8:40 am
The Securities and Exchange Commission, as required by the Dodd-Frank financial reform law issued a report to Congress on Friday advocating that any investment professional, stockbrokers and investment advisors providing personalized investment advice to retail customers would have to adhere to a fiduciary standard, including the duty of loyalty, and the duty of care, in connection with the recommendation of investments and investment services. [read post]
24 Jan 2011, 7:15 am
Filed under: financial regulation, securities regulation [read post]
23 Jan 2011, 10:18 am
Treasury officials stated that the Bureau of the Public Debt’s Administrative Resource Center (ARC) will provide the Bureau with financial management services to ensure that financial systems and processes comply with federal laws and regulations. [read post]
20 Jan 2011, 11:00 am
Favorable news included moderate economic expansion in the US, Euro zone, and Australia, as well as rising factory orders and manufacturing activity, rebounding auto sales and automaker profits, slowing growth in US bankruptcies, declining home foreclosures, and an improving financial services sector. [read post]
19 Jan 2011, 6:13 pm
Over 65% have five or fewer advisors. [read post]
19 Jan 2011, 1:17 pm
If the firm specializes in a particular type of services, e.g. financial planning, quantitative analysis, etc. provide greater detail). [read post]
18 Jan 2011, 11:47 am
As a Registered Financial Advisor (RFC) in addition to being an estate planning attorney and CPA, Dean independently runs Hedeker Wealth Management, which allows the Hedeker & Perrelli, Ltd. family (including Smarter Will™ and Cut Your Tax) to offer comprehensive tax planning, estate planning and investment management services, all in one center. [read post]
18 Jan 2011, 3:30 am
"I've got nothing to say but it's OK"- John LennonNot having anything particular to say for myself this morning, I thought I would have a look at what others are saying.News-wise things seem to have been a little quiet over the last few days, but Resolution did announce that it has launched a new search facility to enable members of the public going through separation or divorce to find an independent financial advisor (IFA) with Resolution accreditation. [read post]
17 Jan 2011, 12:22 pm
The team is committed to exceeding client expectations in the traditional areas of sponsor and event activation, public relations, guest services and consumer marketing — as well as financial and operational consulting, risk management and business process improvement. [read post]
13 Jan 2011, 9:38 am
” That statement/assertion is contrary to the historical development of fairness opinions, the explicit language in virtually every engagement letter for financial advisory services and common practice in the industry. [read post]
12 Jan 2011, 3:05 pm
Filed under: fiduciary duties, financial regulation, securities regulation [read post]
11 Jan 2011, 5:53 pm
Regarding the equity incentive plan, the court found that the awards under the shareholder approved plan were consistent with other incentive plans of financial institutions of similar size and that the board obtained the advice of outside counsel and advisors. [read post]
11 Jan 2011, 5:03 pm
Anchor Blue's financial advisor is FTI Consulting.Key court filings to date include (click on the title of any document for more information or to purchase):Chapter 11 Voluntary PetitionAffidavit in Support of First Day Motions [Declaration of Thomas A. [read post]
11 Jan 2011, 8:36 am
Imagine you’re a pension fund manager or advisor. [read post]
9 Jan 2011, 10:13 pm
Kowalewski from the financial industry. [read post]
