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24 Dec 2019, 7:19 am
AXA Advisors, LLC The Equitable Life Assurance Society of the US Su, Zachary J.P. [read post]
5 Apr 2017, 5:37 am
On inducements the following questions have been updated: Can the service of a third party arranging meetings with the management of a corporate issuer for an investment firm (corporate access) be considered as research that can be paid for from a research payment account (RPA) under Article 13(1)(b) of the Delegated Directive, and if not, how should firms providing independent investment advice or portfolio management services treat such services? [read post]
6 Dec 2011, 5:34 pm
Through a series of shell corporations such as Burke and Grace Avenue Corporation, Van Zandt allegedly operating this Ponzi scheme targeting residents of Bronx, New York. [read post]
16 Oct 2008, 12:55 pm
The other members of the panel were Brad Rangell, an investment banker with Citigroup, and Tony Tavares, the CEO of Sports Properties Acquisition Corp, the first sports & entertainment Special Public Acquisition Corporation (SPAC). [read post]
9 Sep 2011, 8:32 am
As a consequence, some corporations may under-invest in private precautionary measures while others will be forced to over-invest and pass on the costs to their customers through artificially inflated prices. [read post]
27 Mar 2012, 2:00 am
In particular, the Committee requested that these investment advisers not be barred from receiving performance compensation (except as provided in Corporations Code Section 25234(a)(1) and Rule 260.234). [read post]
5 Jan 2009, 10:51 am
PG&E Corporation PNM Resources Siemens Corporation With much of the energy industry and the President-Elect supporting a stimulus package that invests in energy efficiency strategies, we are likely to see an influx of capital for green building projects. [read post]
31 Jan 2022, 6:03 am
Bebchuk and Roberto Tallarita; For Whom Corporate Leaders Bargain by Lucian A. [read post]
17 Feb 2007, 6:18 am
The corporate change is a concession to political reality. [read post]
House Panel Holds Hearings on Bills to Reduce Impediments to Capital Formation; Possible JOBS Act II
29 Oct 2013, 7:15 am
Finally, H.R. 1800 would direct the SEC to revise its rules and forms to allow business development companies to use the streamlined securities offering provisions available to other registrants under the Securities Acts. [read post]
27 Jul 2017, 7:00 am
Therefore, office and residential investments are useful for diversifying portfolios and reducing risk. [read post]
2 Mar 2007, 12:45 am
If the child does not use the account for college, it grows to $34,000 by age 30 and $185,000 by age 65. [read post]
19 Jan 2012, 12:45 am
They contend that Delaware law allows the use of corporate charters to embody agreements between a corporation and its shareholders. [read post]
30 Sep 2012, 8:17 pm
Our institutional investment fraud lawyers can help you determine whether you've got a case. [read post]
6 Oct 2009, 9:23 am
If you have any questions regarding this information, please contact Jamie Mercer at (858) 720-7469 or Jeralin Cardoso at (858) 720-7431. _____________________________________________________________ [1]Proposed Rule 14a-11 would apply to all companies that are subject to US proxy solicitation rules, including registered investment companies. [read post]
5 Dec 2014, 7:34 am
Lombardo repeatedly lied to dozens of small business owners and used an illegal scheme to defraud them of their hard-earned money. [read post]
8 Jan 2010, 2:12 pm
Some of the biggest investment banks out there have set aside record bonus amounts for this year. [read post]
1 Jan 2023, 12:58 pm
And in every case, we use value storytelling to show how modest investments in legal operations are going to create and preserve business value. [read post]
19 Jun 2011, 8:00 am
But we have invested in gas to liquid projects. [read post]
10 Jul 2014, 7:39 am
He wanted to get something for his prior investment. [read post]