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18 Feb 2021, 9:15 am
Consumers do not need to download an additional app to make use of the service. [read post]
29 Apr 2022, 4:00 am
President Obama was briefed by his CIA Director John Brennan on “alleged approval by Hillary Clinton on July 26, 2016 of a proposal from one of her foreign policy advisors to vilify Donald Trump by stirring up a scandal claiming interference by Russian security services. [read post]
1 May 2023, 8:30 am
Stamer’s work throughout her career has focused heavily on working with employer and other staffing and workforce organizations, health care and managed care, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with gender and other discrimination and others workforce management, regulatory and… [read post]
1 Apr 2016, 11:08 am
So, if FINRA’s new pay-to-play proposal merely tracks the provisions already in place against registered investment advisors under current SEC rules, why did the Commission even bother to pump the breaks at all on its approval? [read post]
18 Feb 2011, 8:58 am
The Legal Brat Blawg: Financial Times GC Tim Bratton’s new entry, another must-read from the UK, has a journalistic edge rare in legal blogs. [read post]
25 Jun 2009, 12:30 pm
The $16 million community center was designed as a sustainable project to serve residents of the Mount Hope section of the Bronx and provide facilities for numerous community-based programs, including youth services, employment services, financial literacy, vocational training and asset building programs. [read post]
30 Jan 2012, 3:00 am
Financial advisors will always tell you to pay yourself first. [read post]
23 Dec 2016, 11:10 am
He is subject to 10 years in federal prison and substantial financial penalties. [read post]
22 Dec 2023, 11:38 am
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy… [read post]
18 Apr 2023, 4:21 pm
Stamer’s work throughout her 35 year career has focused heavily on working with employer and other staffing and workforce organizations, health care and managed care, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and… [read post]
22 Jan 2014, 11:27 am
They are also hospitality consultants and business advisors. [read post]
3 Mar 2023, 4:04 pm
Stamer’s work throughout her 35 year career has focused heavily on working with employer and other staffing and workforce organizations, health care and managed care, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and… [read post]
1 Nov 2011, 12:32 pm
., LLC (“Investment”) and 3S Advisors, LLC (“3S”) for breaches of fiduciary duty and aiding and abetting. [read post]
18 Nov 2013, 3:44 am
” In 2007, one of the plaintiff principals, named Hickey, on behalf of the Aegis Texas Fund executed a letter agreement with Bayhead Securities, wholly owned by the defendant principal Roberts, engaging Bayhead as financial advisor and placement agent responsible for finding initial investors, for which Bayhead was to receive $400,000 for a sale of notes in excess of $20 million. [read post]
2 Sep 2022, 4:33 pm
Stamer’s work throughout her 30 plus year career has focused heavily on working with health care and managed care, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and… [read post]
25 Feb 2011, 1:27 pm
" Doctors, dentists, accountants, advertising agencies, financial and wealth management advisors, management consulting firms--just to consider sectors of the professional services industry arguably analogous to ours--never bill by the hour. [read post]
29 Oct 2010, 5:30 am
Mutual funds began using proxy advisory services in earnest only after the SEC's 2003 rule that required disclosure of their voting records? [read post]
10 Jan 2020, 2:44 pm
SS&C sells software and software-related services, and one of its clients was a company called Tillage. [read post]
13 Jun 2012, 8:00 am
Mead was awarded $17,295 in financial planning services and personal travel expenses related to his spouse’s attendance at a business event. [read post]
26 Oct 2015, 7:30 am
Friends, family and other professional advisors are trustworthy sources. [read post]
