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4 Apr 2023, 12:46 am by Anthony Gaughan
United States (1997) and use of interposition, “uncooperative federalism,” and nullification-like efforts resumed in resistance to federal laws including the Patriot Act of 2001, the Real ID Act of 2005, and the Affordable Care Act of 2010. [read post]
3 Apr 2023, 9:15 am by Alec Pronk
This week in Washington IP news, Congress is out of town thanks to a state work period, but there are still several interesting events related to the IP world. [read post]
3 Apr 2023, 9:15 am by Alec Pronk
This week in Washington IP news, Congress is out of town thanks to a state work period, but there are still several interesting events related to the IP world. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6974/goldman-sachs-finra/ There are times when Wall Street's regulators just don't seem in much of a rush. [read post]
3 Apr 2023, 4:20 am
There are times when Wall Street's regulators just don't seem in much of a rush. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) DOJ RELEASES   SEC RELEASES   CFTC RELEASES   FINRA RELEASES    = = =4/3/2023 FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6962/s... [read post]
3 Apr 2023, 4:20 am
Securities Industry Commentator:A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6972/securities-industry-commentator/ In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]