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4 Nov 2019, 10:41 am
Still, it is a burden when someone files a lawsuit that a company must defend against as it can detract from managing business operations. [read post]
19 Feb 2018, 7:00 am
Often, the general partner will have an affiliate that serves as a separate management company to provide investment advisory services to the fund. [read post]
23 Jun 2008, 11:30 am
In addition, the Office of Management and Budget is allowing the SEC to proceed with data collection for a study of the costs/benefits of Section 404, focusing on the consequences for smaller companies and the effects of the auditor attestation requirements. [read post]
21 Nov 2017, 4:26 pm
The complaint alleges that the toxic work culture the senior management permitted also caused the company other substantial harm, including the severance or termination payments the company agreed to pay to Ailes and O’Reilly as well as an estimated $20 million in related litigation costs. [read post]
16 Jul 2012, 5:00 am
WorkCover’s General Manager of Work Health and Safety Division John Watson said the employees were lucky not to have been more seriously injured. [read post]
21 Nov 2008, 8:08 am
There are 115 insurance companies operating in China, managing Rm3.19 trillion ($470 billion) in total assets. [read post]
22 May 2012, 1:59 am
Your company has experienced a data security breach – is your company prepared to respond? [read post]
10 Mar 2008, 5:21 pm
Citing personal reasons, the company announced this afternoon that Allen Waxman, who in 2006 replaced Jeffrey Kindler as the company’s general counsel, is leaving the company. [read post]
17 Jul 2012, 1:40 am
In the Cape case (for which see my post), a parent company was held liable for failing to ensure that its subsidiary properly managed the risks posed by asbestos. [read post]
17 Feb 2014, 12:00 pm
A new no-action letter from the SEC’s Division of Investment Management should allow more employees of a fund manager to invest in their firm’s private funds under the Investment Company Act. [read post]
17 Feb 2014, 12:00 pm
A new no-action letter from the SEC’s Division of Investment Management should allow more employees of a fund manager to invest in their firm’s private funds under the Investment Company Act. [read post]
14 Jul 2021, 6:10 am
Companies are facing increased legal, regulatory, and political scrutiny in the wake of these attacks, which in turn requires companies to have appropriate management structures and controls in place, with board oversight, in order to anticipate and address the significant harms that can be caused from a ransomware attack. [read post]
25 Jul 2010, 9:32 pm
The past week’s stir about the Facebook ownership should make obvious for any company that clearing ownership issues and keeping a manageable database of all signed agreements should be on their top priority list. [read post]
13 Sep 2021, 1:01 pm
Even if the product claims are substantiated and within structure-function limitations, the context of positioning the product as one part of an overall diabetes management plan is key to managing risk. *** We will closely monitor developments in these matters, as well as the agencies’ future use of warning letters and sources of legal authority, and post updates as they occur. [read post]
5 Jun 2012, 4:06 pm
The board of managers hired another company to replace the first one. [read post]
29 Nov 2012, 7:39 am
A number of nontraded REIT sponsors have BDC offerings, which raises the question of whether real estate managers have the knowledge and background to invest in a potentially volatile area such as private-company debt. [read post]
22 Nov 2020, 10:00 pm
The US Securities and Exchange Commission (SEC) announced that it voted on November 19, 2020 to adopt rules to modernize, simplify, and enhance certain financial disclosures required of public companies under Regulation S-K. [read post]
22 Nov 2020, 10:00 pm
The US Securities and Exchange Commission (SEC) announced that it voted on November 19, 2020 to adopt rules to modernize, simplify, and enhance certain financial disclosures required of public companies under Regulation S-K. [read post]
22 Nov 2020, 10:00 pm
The US Securities and Exchange Commission (SEC) announced that it voted on November 19, 2020 to adopt rules to modernize, simplify, and enhance certain financial disclosures required of public companies under Regulation S-K. [read post]
22 Nov 2020, 10:00 pm
The US Securities and Exchange Commission (SEC) announced that it voted on November 19, 2020 to adopt rules to modernize, simplify, and enhance certain financial disclosures required of public companies under Regulation S-K. [read post]
