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13 Dec 2010, 7:24 am
The “Protocol for Broker Recruiting” is a voluntary pact that many financial services firms have signed that provides the ground-rules for departing financial advisors. [read post]
10 Dec 2010, 10:51 am
For the last five years Ed has served as a Special Advisor. [read post]
9 Dec 2010, 11:31 am
We are very interested in devising a process that will be effective and meet the goals of the legislation, but do so in an efficient manner that recognizes the operational considerations of the financial services industry. [read post]
9 Dec 2010, 11:29 am
Among those on the DBSI list: Brecek & Young Advisors Inc., which merged into Securities America Corp. in 2009; KMS Financial Services; J.P. [read post]
6 Dec 2010, 1:20 pm
By recess appointment, Elizabeth Warren is perched inside the United States Treasury as an Assistant to the President and Special Advisor to the Secretary of the Treasury on the Consumer Financial Protection Bureau. [read post]
6 Dec 2010, 11:19 am
Please seek the advice or counsel of your attorney, financial advisor or CPA as it may be appropriate. [read post]
6 Dec 2010, 8:51 am
For further background on the Dodd-Frank Act provisions that the SEC’s proposed rules would implement, please see our memorandum entitled “Implications of Financial Services Reform for Hedge Funds and Private Equity Funds. [read post]
2 Dec 2010, 2:28 pm
The numbers: One advisor is looking at franchisors at 9.5 times (X) EBITDA, casual dining at 7 X, upper end/fine dining at 7X. [read post]
1 Dec 2010, 11:37 am
Do they have a financial Advisor? [read post]
30 Nov 2010, 12:52 am
I’ve run RFPs covering legal support for outsourcing, commercial, employment, financial services, property and one-off projects in my time. [read post]
28 Nov 2010, 7:47 pm
Last week, Bank Safety and Soundness Advisor (paid subscription required) ran a disconcerting story about the high cost of enforcement orders to banks that receive them. [read post]
24 Nov 2010, 6:00 am
In making such decision, the Independent Directors shall retain and consult with nationally recognized legal and financial advisors that have not represented and are not representing the Corporation in any other capacity. [read post]
23 Nov 2010, 11:17 am
Moreover, the new regulations impose liability as a fiduciary on advisors who evaluate hard to value plan assets, like employer securities of closely held companies. [read post]
23 Nov 2010, 9:00 am
Annual Client Satisfaction Survey – find out what your clients think about the service they have received from your firm. [read post]
23 Nov 2010, 5:00 am
Lumpkins currently serves as a director of Ecolab, Inc., a cleaning and sanitation products and services provider; a Senior Advisor to Varde Partners, Inc., an asset management company specializing in alternative investments; and a member of the Advisory Board of Metalmark Capital, a private equity investment firm. [read post]
22 Nov 2010, 9:15 am
Financial Markets Crisis Blog This blog is authored by Alston & Bird’s Financial Markets Crisis Task Force and focuses on the rapidly changing business and legal issues raised by the current financial markets crisis. [read post]
20 Nov 2010, 5:35 pm
Most investors who invest in the stock market are usually advised by their stock broker and or financial advisor to check their investment choices with their tax advisors. [read post]
19 Nov 2010, 5:53 pm
Discuss long term care with your loved ones and your trusted advisors. [read post]
19 Nov 2010, 7:15 am
I’ve previously written about receivership for my US for-profit, Recap Advisors. [read post]
19 Nov 2010, 5:00 am
’s Financial Services Authority said that starting in November next year, firms will have to record the cell phone conversations of some employees as part of its push to detect insider dealings. [read post]
