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8 Jul 2022, 6:29 am
Kelsh, and Corey Perry, Sidley Austin LLP, on Friday, July 1, 2022 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Pay for performance, Restatements, SEC, SEC rulemaking, Securities enforcement, Securities regulation The Proposed SEC Climate Disclosure Rule: A Comment from Former SEC Chairmen and Commissioners Posted by Harvey L. [read post]
22 Apr 2022, 5:33 am
Securities and Exchange Commission, on Friday, April 15, 2022 Tags: Accountable Capitalism Act, Cybersecurity, Regulation S-P, Risk, Risk disclosure, Securities enforcement, Securities regulation Ninth Circuit Panel Rejects Claim that Twitter Misled Investors Posted by Neal A. [read post]
30 Mar 2015, 8:26 am by AmandaWilwert
” The GAO held  that the GSA acted properly by denying Richen’s request to extend the due date. [read post]
21 Dec 2022, 7:30 am by The White Law Group
   When a FINRA registered representative conducts business outside the scope of the brokerage firm where they are registered, the act can be considered “selling away. [read post]
9 Mar 2012, 7:00 am by Lucas A. Ferrara, Esq.
The settlement order's ban on selling employment-related services will take effect six months after all parties have signed it, allowing time for a possible sale of a separate business owned by Richard Friedberg and Rimona Friedberg, Career Systems LLC, also known as Job Search Network LLC. [read post]
7 Feb 2012, 3:06 pm by Jon L. Gelman
Clara Construction LLC, which employs 14 workers, has 15 business days from receipt of the citations to comply, ask for an informal conference with OSHA's area director or contest the citations and proposed penalties before the independent Occupational Safety and Health Review Commission. [read post]
16 Dec 2016, 4:22 am by Edith Roberts
” At Bloomberg, Greg Stohr reports on the court’s decision earlier this week to review TC Heartland LLC v. [read post]
10 Nov 2009, 9:28 am by Page Perry LLC
Senior citizens who believe they have been taken advantage of should act promptly to contact a law firm with experience in representing aggrieved investors. [read post]
8 Aug 2014, 12:46 pm by Steven Koprince
 Iron Vine Security, LLC, had been rated better on the non-price factors, but had proposed a price of $30,155,945. [read post]
22 Aug 2017, 6:46 am by Elizabeth Dalziel
  In 2010, the Securities and Exchange Commission (“SEC”) filed a complaint against Hicks and his two hedge fund advisers, Southridge Capital Management LLC (“Southridge Capital”) and Southridge Advisors, LLC (“Southridge Advisors”). [read post]
8 Mar 2019, 11:29 am by Michael Barber
The indictment alleges that Akhmedov orchestrated the scheme on behalf of MTS and two other telecommunications companies, VimpelCom Ltd. and Telia Company AB, and their Uzbek subsidiaries, in an effort to obtain and retain telecommunication business in Uzbekistan. [read post]
14 Jul 2011, 11:00 am by Lucas A. Ferrara, Esq.
In its suit the EEOC charged that Bell BCI, LLC and the Bell Company, LLC, both doing business as "The Bell Company," violated federal law by subjecting Elaine Cusato to a sexually hostile and offensive work environment while she was employed as a skilled equipment operator. [read post]