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28 Sep 2015, 9:22 am by Laura Sekula
The implementation of the HTT is in response to the European Commission’s Capital Markets Union initiative and its call for an increased level of harmonization in the covered bond space, as well as the European Banking Authority’s recommendations on EU covered bond frameworks and capital treatment. [read post]
28 Sep 2015, 8:58 am by Adam Weinstein
Thereafter, from August 2010, until June 2011, Adams was associated with PHD Capital, Finally, from June 2011, until May 2015, Adams was associated with Caldwell International Securities out of their New York, New York office location. [read post]
28 Sep 2015, 7:46 am by Ronald Mann
  Herein nothing of same-sex marriage, capital punishment, affirmative action, or the like. [read post]
28 Sep 2015, 3:48 am
He begins the opinion by explaining thatPlaintiff Securities and Exchange Commission (‘SEC‘) seeks penalties, disgorgement and equitable relief arising from Defendants' trading on certain retail stocks based on allegedly material nonpublic information available to Defendants while they worked as data analysts for Capital One, a large credit card issuer bank (‘Bank‘). [read post]
24 Sep 2015, 8:36 am by Rob
These templates are used for a variety of services – M&A, fairness opinions, raising private capital, IPOs, and so on. [read post]
24 Sep 2015, 8:36 am by Rob
These templates are used for a variety of services – M&A, fairness opinions, raising private capital, IPOs, and so on. [read post]
24 Sep 2015, 8:36 am by Rob
These templates are used for a variety of services – M&A, fairness opinions, raising private capital, IPOs, and so on. [read post]
22 Sep 2015, 9:53 am by Daniel Shaviro
(The inevitably unsatisfying line-drawing cases here assess when capital gains "carve-outs" will work for tax purposes versus not working.)What are all these source rules even about? [read post]
21 Sep 2015, 2:54 pm by John Floyd
Large frauds have led to the downfall of entire organizations, massive investment losses, significant legal costs, incarceration of key individuals, and erosion of confidence in capital markets. [read post]
19 Sep 2015, 7:56 pm by Stephen Bilkis
If petitioner were to be the sole trustee of any trust created under the will, Article SEVENTH directs her to "appoint an individual or qualified bank or trust company to serve with her as co-trustee of such trust. [read post]
18 Sep 2015, 10:34 am by Elina Saxena, Quinta Jurecic
Pro-government troops have recaptured territory only about 25 miles from the Houthi-held capital city of Sanaa. [read post]
17 Sep 2015, 9:30 pm by RegBlog
After bringing an action against Ukrainian investment banking firm Jaspen Capital Partners and its chief executive officer for allegedly trading on information from hacked news sources, the U.S. [read post]
16 Sep 2015, 6:39 am by Arina Shulga
Under Rule 506(b), these securities may only be sold to “accredited investors” (a category generally restricted to high net worth individuals and large institutional investors such as investment banks, pension funds, insurance companies, etc.) and to a limited number (no more than 35) “sophisticated” non-accredited investors. [read post]
15 Sep 2015, 9:30 pm by Grayson C. Weeks
Consequently, banks raised the amount of capital they kept in reserve and issued fewer loans. [read post]
15 Sep 2015, 4:52 pm by Sabrina I. Pacifici
This could lead to a sizable drop in capital inflows to emerging and frontier markets. [read post]
15 Sep 2015, 3:57 pm by Sabrina I. Pacifici
The average CET1 capital ratios under the Basel III framework across the same sample of banks are 11.1% for Group 1 banks and 12.3% for Group 2 banks. [read post]
15 Sep 2015, 5:07 am by Mary Jane Wilmoth
Weston Capital Asset Management LLC, Albert Hallac, and Keith WellnerCase number: 14-cv-80823 (United States District Court for the Southern District of Florida)Case filed: June 23, 2014Qualifying Judgment/Order: June 22, 2015 7/31/2015 10/29/2015 2015-66 In the Matter of Alphabridge Capital Management, LLC, Thomas T. [read post]
14 Sep 2015, 7:33 pm by Sabrina I. Pacifici
Securing long-term financing, defined as investment funding that matures in a year or more, depends on the same fundamentals essential to tackling the current volatility in global capital markets: Policy makers need to focus on institutional reforms, such as promoting macroeconomic stability, establishing a regulated and legally enforceable banking and investment system that protects creditors and borrowers, and setting a framework for capital markets and institutional… [read post]