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18 Nov 2010, 1:00 am
Similar to most state laws under the proposed rule, directors may rely on attorneys, accountants, financial advisors and other consultants, reasonably believed to be reliable, in analyzing and making decisions in certain matters. [read post]
17 Nov 2010, 4:01 pm
The four banks are the largest mortgage servicers in the country representing 56 percent of the nation’s $10.64 trillion mortgage industry. [read post]
12 Nov 2010, 7:13 am
Use independent Subject Matter Experts, not managers or employees, for security audits, financial reviews, intelligence services, and guidance regarding internal sensitive matters. [read post]
12 Nov 2010, 6:55 am
I work with a fair number of financial advisors, insurance professionals and CPA/accountants. [read post]
12 Nov 2010, 6:03 am
”NAIFA represents licensed LIFE insurance agents and Financial Advisors. [read post]
11 Nov 2010, 8:00 am
" Robert Catell, Chairman of the AERTC Board of Advisors and former Chairman of National Grid USA said: "Government policies and research are important, but alone cannot spur the growth we need. [read post]
10 Nov 2010, 6:57 am
Advisers must now collect systemic risk information and share it with the SEC and Financial Services Oversight Council. [read post]
9 Nov 2010, 4:02 am
- Non-financial companies typically report having a dedicated Chief Risk Officer [read post]
8 Nov 2010, 6:20 am
Financial Advisor: “As trusts grow more popular, the need to appoint the right trustees becomes crucial. . . . [read post]
7 Nov 2010, 5:34 pm
Financial Advisors will tell a veteran or veteran’s spouse there assets must be below a certain amount, i.e. $80,000 then they can apply for benefits. [read post]
5 Nov 2010, 1:32 pm
So let’s add an accountant to your list of committee staffers or outside advisors. [read post]
5 Nov 2010, 11:20 am
The Securities and Exchange Commission (SEC) has charged Brewer Investment Group, LLC (a registered investment adviser), Brewer Financial Services, LLC (a registered broker-dealer), Brewer Investment Advisors, LLC (the parent company) and its top executives with the sale of $5.6 million fraudulent and unregistered promissory notes to 74 of its investors. [read post]
3 Nov 2010, 6:57 am
http://tinyurl.com/2cuvlod Why Managing E-mail Matters - http://tinyurl.com/253zhcc Who Reads Terms of Service, Privacy Policies or Click Agreements? [read post]
1 Nov 2010, 10:46 am
The financial marketplace also has changed significantly, and the types and complexity of investment products and services available to plans have increased. [read post]
29 Oct 2010, 8:40 pm
Insurance agents, financial advisors and estate planners may all be able to help answer your questions or point you in the right direction. [read post]
29 Oct 2010, 6:25 pm
A number of financial firms, with official sounding names and holding themselves as a veterans service organization but do little more than sell annuities. [read post]
29 Oct 2010, 5:30 am
Mutual funds began using proxy advisory services in earnest only after the SEC's 2003 rule that required disclosure of their voting records? [read post]
28 Oct 2010, 7:15 am
These financial breaks are relatively unknown even to tax and legal advisors. [read post]
28 Oct 2010, 7:12 am
" Janie Simms Hipp, the director of the Office of Tribal Relations and senior advisor to Secretary of Agriculture, Tom Vilsack, "said the department is working with other offices throughout the USDA and federal government to coordinate services and offer a more effective tribal consultation process. [read post]
27 Oct 2010, 11:13 pm
The Comptroller General of the United States shall—(1) conduct a study of the feasibility of forming a self-regulatory organization to oversee private funds; and (2) submit a report to the Committee on Banking, Housing, and Urban Affairs of the Senate and the Committee on Financial Services of the House of Representatives on the results of such study, of this Act. [read post]
