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16 Jul 2020, 8:22 am by Josh Brown
Under the federal Anti-Kickback Statute, a company commits fraud when it offers doctors and other healthcare providers financial incentives to use the company's products or services. [read post]
14 Sep 2011, 10:30 am by Securites Lawprof
The House Committee on Oversight and Government Reform (Subcommittee on TARP, Financial Services, and Bailouts of Public and Private Programs) will hold a hearing on "Crowdfunding: Connecting Investors and Job Creators" on September 15. [read post]
19 Mar 2012, 12:36 pm by Securites Lawprof
FINRA announced today that it fined Citi International Financial Services LLC, a subsidiary of Citigroup, Inc., $600,000 and ordered more than $648,000 in restitution and interest to more than 3,600 customers for charging excessive markups and markdowns on corporate and... [read post]
27 Apr 2011, 11:10 am by Advance Legal Jobs
The In House Counsel Job of the Week for the week of April 25, 2011, is an Assistant General Counsel position with one of the world’s largest financial services companies, ... [read post]
16 Jan 2018, 8:41 am by Jonathan Herbst and Peter Snowdon
View Brexit and financial services – Latest developments, 15 January 2018 [read post]
1 Mar 2009, 12:20 pm
UBS is increasing the base salary of senior investment bankers after reducing many bonuses to a fraction and to align overall compensation more with other financial services professions, such as consultants, DealBook colleague Julia Werdigier reports. [read post]
16 Mar 2011, 9:06 am by By MICHAEL J. DE LA MERCED
Sandler O'Neill, the investment bank focused on financial services firms, says it has hired Aaron Dorr from Jefferies to lead its asset management banking team. [read post]
4 Sep 2020, 1:21 pm
Ben Shaw, who specializes in disputes in banking, insolvency and financial services, joins the 13-lawyer firm as a special counsel. [read post]
25 Apr 2016, 6:00 pm by Gerry W. Beyer
Private foundations will now be able to use a wide variety of financial tools to achieve their charitable goals.... [read post]
9 Feb 2022, 10:00 pm
Join us on Tuesday, February 22 as our Digital Innovation and Disruption Webinar Series continues with “ A Focus on Outsourcing in Financial Services: Digital Transformation and Innovation . [read post]
1 Mar 2010, 9:35 pm by Aviation LawProf
The Financial Times reported over the weekend that the geographic giant is threatening to revoke Austrian Airlines’s... [read post]
On 7 February 2019, the FCA published a new video on its website in which senior leaders from four financial services firms talk about their experiences of adopting the Senior Managers and Certification Regime. [read post]
7 Jul 2009, 2:59 am
Discover Financial Services says it will sell $500 million of common stock and use the proceeds for investments or to buy back preferred stock issued to the U.S. [read post]
9 Jun 2011, 1:31 am by tracey
“The Financial Services Authority has found that 19 comparison websites are treating customers unfairly after flouting rules. [read post]
In our latest financial services and Brexit video we discuss the FCA’s recent consultation paper on the temporary permissions regime. [read post]
11 Jan 2023, 10:00 pm
With a view toward promoting environmental, social, and governance (ESG) investments and building a more sustainable society, the Japan Financial Services Agency (FSA) has proposed new guidelines that define the scope of ESG Public Funds subject to the guidelines. [read post]
21 Jul 2010, 6:20 am by By STEVEN M. DAVIDOFF
The Deal Professor examines some developments involving Novartis's proposed acquisition of Alcon and Gentiva Health Services' acquisition of Odyssey Healthcare that might have been overlooked in the rush of financial news. [read post]
22 Aug 2010, 6:54 am by immigrationprof
The Justice Department has issued a letter to chief justices and administrators of state courts clarifying the obligation of courts that receive federal financial assistance to provide oral interpretation, written translation and other language services to people who are limited... [read post]
11 Jan 2023, 10:00 pm
With a view toward promoting environmental, social, and governance (ESG) investments and building a more sustainable society, the Japan Financial Services Agency (FSA) has proposed new guidelines that define the scope of ESG Public Funds subject to the guidelines. [read post]
8 Feb 2010, 2:32 pm by By DEALBOOK
The government's warrants for the PNC Financial Services Group, acquired in the banking bailout, may raise $253.3 million for taxpayers if they go up for auction, according to Pluris Valuation Advisors. [read post]