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3 Apr 2013, 12:47 pm by D. Daxton White
Churning claims arise out of the inherent conflict of interest involved because a financial advisor is compensated by commissions earned in buying and selling securities on behalf of a client. [read post]
15 Mar 2011, 6:21 pm by lsico
Exemption from the specific requirements of §§4.22(a) and (b); Provided, That a statement signed and affirmed in accordance with §4.22(h) is prepared and distributed to pool participants no less frequently than quarterly within 30 calendar days after the end of the reporting period. [read post]
20 May 2023, 6:29 am by Thorsten Bausch (Hoffmann Eitle)
With less than 2 weeks to go before 1 June 2023, it was about time for the UPC to tie several loose ends and to clarify various questions before becoming (more or less) fully operative. [read post]
15 Mar 2020, 8:59 pm by Omar Ha-Redeye
Pandemics at Work and in the Workpalce Employers have a general duty under s. 25.2(h) of the Occupational Health and Safety Act to “take every precaution reasonable in the circumstances for the protection of a worker. [read post]
19 Mar 2020, 2:32 pm by Ed. Microjuris.com Puerto Rico
El aumento de temperatura provocado por el calentamiento global y el cambio climático han dado paso al surgimiento de la alteración de diferentes hábitats, transformando la forma en la que los animales viven y provocando su desplazamiento a las zonas urbanas en búsqueda de supervivencia ante la desaparición de sus ecosistemas4. [read post]
11 Jul 2009, 2:19 am
Rainer Hüßtege: “Der Europäische Vollstreckungstitel in der Praxis” The article reviews a decision by the Higher Regional Court Stuttgart (23.10.2007 – 5 W 29/07) dealing with the requirements of a European Enforcement Order Certificate in terms of Art. 9 Regulation (EC) No. 805/2004 stating that the issue of the ceritificate requires according to Art. 6 No. 1 (c) inter alia that… [read post]
22 Oct 2019, 9:00 am by Michael H Cohen
(g) Marriage and family therapist corporation. (1) Licensed physicians and surgeons. (2) Licensed psychologists. (3) Licensed clinical social workers. (4) Registered nurses. (5) Licensed chiropractors. (6) Licensed acupuncturists. (7) Naturopathic doctors. (8) Licensed professional clinical counselors. (9) Licensed midwives. [read post]
12 Sep 2023, 1:06 pm by Joseph L. Hyde
The defendant first argued the trial court erred by denying his motion to disqualify superior court judge Thomas H. [read post]