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8 Jan 2022, 7:29 am
(It is possible to wear both the fact witness and expert witness hat, but that depends on your subsequent role in the litigation or arbitration.) [read post]
8 Jan 2022, 1:27 am
But the rare exception has just occurred, and a German-language Wolters Kluwer publication very recently published a German-language article of mine, with various citations in the footnotes.A few years ago Wolters Kluwer's Licensing Journal asked for permission to reprint a FOSS Patents post on a Qualcomm-BlackBerry licensing dispute that was resolved through binding arbitration. [read post]
7 Jan 2022, 2:47 pm
Arbitrator Von Veh in United Food and Commercial Workers Union, Canada Local 333 and Paragon Protection Ltd. [read post]
7 Jan 2022, 1:41 pm
Q&A: When was the arbitration claim that led to the award filed? [read post]
7 Jan 2022, 12:55 pm
Von Lipsey, you may have grounds for filing a FINRA arbitration claim to recover damages. [read post]
7 Jan 2022, 12:05 pm
I have been lucky enough to be able to teach one of the core courses in the Penn State School of International Affairs. [read post]
7 Jan 2022, 11:54 am
(BrokeAndBroker.com Blog)SEC Obtains Partial Judgment Against Wisconsin Investment Adviser Charged with Defrauding Clients (SEC Release)Former Financial Controller Sentenced to Prison for Embezzling Almost Half a Million Dollars from Family-Owned San Diego Business (DOJ Release)FINRA Arbitration Panel Awards Intellivest Services Damages in Raiding Case Against Growth Capital ServicesIn the Matter of the Arbitration Between Intellivest Securities, Inc., Claimant, v. [read post]
7 Jan 2022, 11:54 am
(BrokeAndBroker.com Blog)SEC Obtains Partial Judgment Against Wisconsin Investment Adviser Charged with Defrauding Clients (SEC Release)FINRA Arbitration Dings Robinhood Over Trading Restrictions on StocksIn the Matter of the Arbitration Between Jose Batista, Claimant, v. [read post]
7 Jan 2022, 8:58 am
SESAC rates are subject to review by an arbitration panel, following the settlement of a lawsuit that RMLC brought against that organization (see our article on the SESAC settlement here, and on the results of the first arbitration here – and a recent SESAC settlement here). [read post]
7 Jan 2022, 7:52 am
Orrick, 9th Circuit will break ground on arbitration subpoenas”: Alison Frankel’s “On the Case” from Reuters has this post. [read post]
7 Jan 2022, 7:42 am
As the plaintiffs’ class action bar continues to find avenues to avoid the impact of the 2018 ruling in Epic Systems on businesses inclined to adopt mandatory workplace arbitration programs with class action waivers, and as cases subject to that precedent continue to work their way out of the pipeline, we anticipate that settlement numbers will continue to climb in 2022. [read post]
7 Jan 2022, 2:00 am
A nine-day arbitration followed more than 20 depositions. [read post]
7 Jan 2022, 2:00 am
A nine-day arbitration followed more than 20 depositions. [read post]
6 Jan 2022, 1:18 pm
Our securities attorneys may be able to help you recover your losses through FINRA arbitration. [read post]
6 Jan 2022, 12:19 pm
We can determine whether you have grounds for a Financial Industry Regulatory Authority (FINRA) arbitration claim to pursue damages. [read post]
6 Jan 2022, 12:17 pm
With regard to Lovoi (who Defendants conceded was a controlling stockholder of the Company) and JVL Advisors and Roan Holdings (who the Court made no determination as to whether they were controlling stockholders), the Court rejected Plaintiff’s claim for breach of fiduciary duty on the bases that: (1) Plaintiff made no allegations that Lovoi, JVL Advisors and Roan Holdings “had any financial interest in Citizen” but rather, Plaintiff’s assertion that they stood on… [read post]
6 Jan 2022, 11:43 am
Applicants must have a Bachelor's degree, at least five years of relevant experience (i.e. employee relations, employment law, investigation, alternative dispute resolution and arbitration, mediation), and a permanent home address in Colorado. [read post]
6 Jan 2022, 7:58 am
For example, if your broker or advisor had a conflict of interest (i.e. if he or she received a large fee for recommending an outside money manager), you may be able to pursue a claim against your broker or advisor in FINRA arbitration. [read post]
5 Jan 2022, 1:33 pm
The firm represents investors in FINRA arbitration claims throughout the country. [read post]
5 Jan 2022, 12:10 pm
Howells is involved in all phases of litigation and dispute resolution, ranging from pre-litigation counseling to settlement negotiation, mediation, pre-trial preparation, and arbitration. [read post]
