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18 Jan 2019, 8:56 am
However, the logistics company had a business relationship with another brokerage firm through which the logistics company procured business. [read post]
14 Oct 2021, 11:58 am
When a FINRA registered representative conducts business outside the scope of the brokerage firm where they are registered, the act can be considered “selling away. [read post]
18 Jan 2007, 6:47 am
One example of such proposed legislation is the Global Online Freedom Act of 2006 (as described here by RMack), which has recently been reintroduced by Rep. [read post]
28 Oct 2007, 10:48 pm
Last month, Lori Herz, a New York-based lawyer with fine lawyer credentials, business writer and no-b.s. writing coach, and Arnie Herz's other half at his Legal Sanity, launched Write For Clients, subtitled "How Powerful Writing Builds Business Success". [read post]
6 Jan 2009, 12:45 pm
Pagemill Partners LLC Managing Director Michael Mitgang told the Business Journal: “While oil prices have declined in the short run, we don’t expect them to remain low for long. [read post]
7 Jun 2017, 12:48 pm
Alternative Holistic Healing, LLC. [read post]
18 Jan 2011, 12:05 pm
However, the Ninth Circuit recently created some doubt as to the viability of these claims in LVRC Holdings, LLC v. [read post]
23 Jul 2007, 11:41 am
POM Wonderful LLC v. [read post]
27 Jan 2016, 12:41 pm
GTOs are temporary measures that FinCEN imposes on businesses when it believes additional reporting or recordkeeping is needed to prevent evasions of the Bank Secrecy Act. [read post]
28 Aug 2018, 10:00 am
You’ll need to review them and act as directed. [read post]
28 Feb 2020, 6:55 am
Because of the press of business, it will be another brief writeup today. [read post]
21 May 2020, 8:47 am
The ISO, First Pay Solutions LLC, headed by Chi “Vincent” Ko, allegedly facilitated payment services for merchants involved in scams ranging from a debt-relief program sold through deceptive telemarketing to peddling business opportunities thorough deceptive Web sites to using stolen credit card data to bill consumers without their consent, according to an FTC complaint filed Tuesday in U.S. [read post]
7 Jun 2011, 9:34 pm
Support act Semi Precious Weapons, a glam rock group, are getting ready. [read post]
17 Aug 2014, 3:37 am
Consider, if what happened in Aurora, the duty of businesses to be prepared for the act of a one-in-a-million crazy. [read post]
25 Dec 2017, 1:15 pm
The Complaint alleges that the defendants’ sale of unregistered securities violated Section 5 of the Securities Act of 1933 and seeks relief under Section 12 of the Act. [read post]
A “Strong Likelihood” of Change: Sixth Circuit Joins the Fifth in Raising the FLSA Certification Bar
22 May 2023, 9:53 am
KLLM Transport Services, LLC. [read post]
5 Nov 2010, 4:25 am
I think it stands as a fair deterrent from businesses acting irrationally and mistreating their customers. [read post]
26 Jun 2024, 11:29 am
KKR Financial Holdings LLC, 125 A.3d 304 (Del. 2015) the stockholder vote approving the transaction should lead the court to apply the deferential business judgment rule. [read post]
25 Jun 2014, 2:00 pm
Wyeth, LLC; and the plain language of the federal Food, Drug, and Cosmetic Act (“FDCA”)—that federal law does not preempt state tort claims predicated on allegations that a generic drug manufacturer violated the FDCA by failing to immediately implement or otherwise disseminate notice of labeling changes that the United States Food and Drug Administration had approved for use on a generic drug product's brand-name equivalent. [read post]
8 Nov 2018, 4:32 am
Tempnology, LLC. [read post]
